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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.97B
AUM Growth
-$7.22M
Cap. Flow
-$51.5M
Cap. Flow %
-2.62%
Top 10 Hldgs %
43.61%
Holding
151
New
12
Increased
32
Reduced
71
Closed
21

Top Buys

Rank Stock Value
1
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$59.4M
2
NRCG
NRC Group Holdings Corp.
NRCG
+$25.2M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$23.8M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$14.7M
5
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$12.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$87M
2
TY icon
TRI-Continental Corp
TY
+$17M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$14.1M
4
FPT
Federated Premier Intermediate M
FPT
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$11.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.23%
2 Technology 6.28%
3 Industrials 2.47%
4 Communication Services 2.05%
5 Financials 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIV
51
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$9.96M 0.51%
793,329
-181,029
-19% -$2.3M
GRX
52
Gabelli Healthcare & Wellness Trust
GRX
$141M
$9.33M 0.47%
922,805
-9,173
-1% -$95.4K
JCE icon
53
Nuveen Core Equity Alpha Fund
JCE
$286M
$8.95M 0.45%
576,134
-106,390
-16% -$1.62M
BLV icon
54
Vanguard Long-Term Bond ETF
BLV
$5.66B
$8.56M 0.43%
91,325
+1,500
+2% +$140K
FPT
55
DELISTED
Federated Premier Intermediate M
FPT
$8.52M 0.43%
625,978
-846,080
-57% -$11.6M
PHUN icon
56
Phunware
PHUN
$41.3M
$8.26M 0.42%
16,275
+89
+0.5% +$45.1K
JEQ
57
DELISTED
abrdn Japan Equity Fund
JEQ
$8.05M 0.41%
924,051
-16,775
-2% -$145K
BBCP icon
58
Concrete Pumping Holdings
BBCP
$516M
$7.87M 0.4%
+807,780
New +$7.86M
BGY icon
59
BlackRock Enhanced International Dividend Trust
BGY
$521M
$6.97M 0.35%
1,062,880
-727,070
-41% -$4.65M
BST icon
60
BlackRock Science and Technology Trust
BST
$1.65B
$6.92M 0.35%
286,621
-389,996
-58% -$9.14M
NUO
61
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$6.66M 0.34%
441,921
-41,882
-9% -$635K
ACWX icon
62
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
$6.5M 0.33%
134,528
-7,175
-5% -$339K
THQ
63
abrdn Healthcare Opportunities Fund
THQ
$787M
$6.28M 0.32%
338,004
-6,809
-2% -$125K
MUI
64
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$6.17M 0.31%
435,810
-334,041
-43% -$4.74M
FFA
65
First Trust Enhanced Equity Income Fund
FFA
$456M
$6.06M 0.31%
402,683
-323,621
-45% -$4.83M
ISUN
66
DELISTED
iSun, Inc. Common Stock
ISUN
$5.84M 0.3%
571,400
+1,400
+0.2% +$14.3K
INDUU
67
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$5.79M 0.29%
+572,225
New +$5.77M
MIY icon
68
BlackRock MuniYield Michigan Quality Fund
MIY
$350M
$5.78M 0.29%
413,879
-245,739
-37% -$3.46M
TOTL icon
69
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.86B
$5.61M 0.28%
+113,805
New +$5.61M
CHN
70
DELISTED
China Fund
CHN
$5.5M 0.28%
270,174
+21,421
+9% +$426K
AFB
71
AllianceBernstein National Municipal Income Fund
AFB
$291M
$5.06M 0.26%
362,339
-80,392
-18% -$1.12M
USWS
72
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$5M 0.25%
24,527
+19,213
+362% +$3.92M
BCAC
73
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$4.57M 0.23%
+463,000
New +$4.55M
HFFG icon
74
HF Foods Group
HFFG
$89.5M
$4.36M 0.22%
+444,550
New +$4.36M
EEA
75
European Equity Fund
EEA
$72.9M
$4.08M 0.21%
421,038
-80,607
-16% -$763K
1 2
3
4 5

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Karpus Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Karpus Investment Management held 151 positions worth $1.97B, down 0.37% from $1.98B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Karpus Investment Management's Q3 2017 filing shows 12 new, 32 increased, 71 reduced and 21 closed positions. Its largest new stake was American Virtual Cloud Technologies, Inc. Common Stock: 409,358 shares worth $59.4M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $87M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 91% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2017 buy was American Virtual Cloud Technologies, Inc. Common Stock: 409,358 shares worth $59.4M.
  • Karpus Investment Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $23.8M increase.
  • Karpus Investment Management's biggest Q3 2017 reduction was TRI-Continental Corp, cutting an estimated $17M.
  • Karpus Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2017, selling an estimated $87M.
  • Karpus Investment Management's ten largest holdings make up 44% of its $1.97B portfolio in Q3 2017.
  • Karpus Investment Management opened 12 new positions and closed 21 in Q3 2017.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $1.97B.

Based on Karpus Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.