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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.07%
2 Financials 5.13%
3 Industrials 1.58%
4 Energy 1.13%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCN
51
Madison Covered Call & Equity Strategy Fund
MCN
$115M
$12.6M 0.72%
1,637,086
+540,792
+49% +$4.21M
ZF
52
DELISTED
Virtus Total Return Fund Inc.
ZF
$12.1M 0.69%
999,223
-362,514
-27% -$4.27M
CII icon
53
BlackRock Enhanced Captial and Income Fund
CII
$1.05B
$12M 0.69%
+876,207
New +$11.7M
XELA
54
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$12M 0.69%
100
-2
-2% -$238K
NZF icon
55
Nuveen Municipal Credit Income Fund
NZF
$2.22B
$12M 0.69%
845,309
-474,140
-36% -$6.84M
UTF icon
56
Cohen & Steers Infrastructure Fund
UTF
$2.79B
$11.5M 0.66%
592,716
-310,784
-34% -$6.24M
BOE icon
57
BlackRock Enhanced Global Dividend Trust
BOE
$681M
$11.5M 0.66%
990,536
-148,820
-13% -$1.73M
NEA icon
58
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.17B
$10.9M 0.63%
819,160
-234,381
-22% -$3.17M
VPV icon
59
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$10.3M 0.59%
849,420
+227,186
+37% +$2.85M
IRL
60
DELISTED
NEW IRELAND FUND INC
IRL
$10.3M 0.59%
861,233
-18,559
-2% -$222K
VGI
61
Virtus Global Multi-Sector Income Fund
VGI
$79.4M
$10.1M 0.58%
660,031
+349,037
+112% +$5.34M
ELEC
62
DELISTED
Electrum Special Acquisition Corporation
ELEC
$9.37M 0.54%
946,765
+105,090
+12% +$1.04M
CLAC
63
DELISTED
Capitol Acquisition Corp. III
CLAC
$9.23M 0.53%
927,876
-900
-0.1% -$8.9K
GRX
64
Gabelli Healthcare & Wellness Trust
GRX
$140M
$8.96M 0.51%
949,162
-31,688
-3% -$309K
THQ
65
abrdn Healthcare Opportunities Fund
THQ
$784M
$8.96M 0.51%
577,056
-189,621
-25% -$3.07M
MIY icon
66
BlackRock MuniYield Michigan Quality Fund
MIY
$349M
$8.77M 0.5%
645,604
+374,400
+138% +$5.22M
BLV icon
67
Vanguard Long-Term Bond ETF
BLV
$5.64B
$8.7M 0.5%
97,570
+2,905
+3% +$267K
GLO
68
Clough Global Opportunities Fund
GLO
$236M
$8.66M 0.5%
967,458
+696,165
+257% +$6.3M
NFJ
69
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$8.46M 0.49%
670,792
-4,085
-0.6% -$51.1K
GF
70
New Germany Fund
GF
$179M
$8.44M 0.49%
645,890
+230,044
+55% +$3.09M
DIAX
71
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$8.08M 0.46%
538,637
-112,995
-17% -$1.64M
IEV icon
72
iShares Europe ETF
IEV
$1.64B
$8.08M 0.46%
+208,185
New +$7.95M
IDE
73
Voya Infrastructure, Industrials and Materials Fund
IDE
$189M
$7.98M 0.46%
614,797
-707,344
-53% -$9.25M
VGIT icon
74
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.2B
$7.85M 0.45%
122,775
-310
-0.3% -$20.2K
JCE icon
75
Nuveen Core Equity Alpha Fund
JCE
$284M
$7.73M 0.44%
590,675
+150,970
+34% +$2M
1 2
3
4 5

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TC
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ATC
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NBS
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SYBT
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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.