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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.2B
AUM Growth
-$26.6M
Cap. Flow
-$55.2M
Cap. Flow %
-2.51%
Top 10 Hldgs %
31.17%
Holding
226
New
24
Increased
62
Reduced
88
Closed
37

Top Buys

Rank Stock Value
1
NEXT icon
NextDecade
NEXT
+$15.3M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$13.5M
3
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$11.9M
4
BKT icon
BlackRock Income Trust
BKT
+$10.5M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$10.3M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.3M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$20.3M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$18.9M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$11.3M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 2.36%
2 Energy 0.74%
3 Industrials 0.57%
4 Consumer Discretionary 0.11%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
51
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$15.3M 0.69%
2,153,030
+831,090
+63% +$5.46M
JGV
52
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$14.9M 0.68%
1,358,284
-96,659
-7% -$995K
MZF
53
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$14.5M 0.66%
1,042,366
+260,185
+33% +$3.61M
MUI
54
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$13.9M 0.63%
947,162
+27,883
+3% +$405K
DIAX
55
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$13.9M 0.63%
982,350
+215,204
+28% +$2.89M
PMO
56
Franklin Municipal Opportunities Trust
PMO
$285M
$13.6M 0.62%
1,074,372
-790,471
-42% -$9.87M
NVG icon
57
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$12.9M 0.59%
852,124
-67,759
-7% -$1M
BGY icon
58
BlackRock Enhanced International Dividend Trust
BGY
$529M
$12.8M 0.58%
2,167,039
+1,295,748
+149% +$7.38M
VEU icon
59
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$12.8M 0.58%
296,921
-28,019
-9% -$1.15M
THQ
60
abrdn Healthcare Opportunities Fund
THQ
$796M
$12.4M 0.57%
782,457
-13,906
-2% -$215K
APB
61
DELISTED
Asia Pacific Fund
APB
$12.4M 0.56%
1,287,526
-17,318
-1% -$159K
EWJ icon
62
iShares MSCI Japan ETF
EWJ
$22.8B
$12.1M 0.55%
265,410
+1,964
+0.7% +$88.4K
LII icon
63
Lennox International
LII
$15.2B
$12.1M 0.55%
89,296
-50
-0.1% -$6.19K
AUMA
64
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$12M 0.55%
+1,219,575
New +$11.9M
AFB
65
AllianceBernstein National Municipal Income Fund
AFB
$317M
$11.8M 0.53%
813,641
-200
-0% -$2.82K
VGT icon
66
Vanguard Information Technology ETF
VGT
$149B
$10.8M 0.49%
788,080
-329,544
-29% -$4.2M
BSV icon
67
Vanguard Short-Term Bond ETF
BSV
$45.6B
$10.6M 0.48%
131,665
+23,825
+22% +$1.91M
NQI
68
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$10.6M 0.48%
741,161
-105,000
-12% -$1.46M
NQU
69
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$10.5M 0.48%
715,252
-311,292
-30% -$4.51M
IRL
70
DELISTED
NEW IRELAND FUND INC
IRL
$10.5M 0.48%
809,548
+5,066
+0.6% +$64.4K
GRX
71
Gabelli Healthcare & Wellness Trust
GRX
$146M
$9.85M 0.45%
997,515
+102,322
+11% +$978K
VWO icon
72
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$9.78M 0.44%
282,778
-2,318
-0.8% -$72.7K
JHS
73
John Hancock Income Securities Trust
JHS
$127M
$9.64M 0.44%
693,206
-8,490
-1% -$115K
NFJ
74
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$9.05M 0.41%
738,257
+649,420
+731% +$7.54M
EIV
75
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$8.76M 0.4%
651,002
-39,533
-6% -$524K
1 2
3
4 5

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Karpus Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Karpus Investment Management held 226 positions worth $2.2B, down 1.2% from $2.23B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q1 2016 filing shows 24 new, 62 increased, 88 reduced and 37 closed positions. Its largest new stake was NextDecade: 1,551,668 shares worth $15.4M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $22.3M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 1.8% a quarter earlier, followed by Energy and Industrials.

  • Karpus Investment Management's largest Q1 2016 buy was NextDecade: 1,551,668 shares worth $15.4M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, an estimated $13.5M increase.
  • Karpus Investment Management's biggest Q1 2016 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $22.3M.
  • Karpus Investment Management fully exited Vanguard Morningstar Mid-Cap ETF in Q1 2016, selling an estimated $18.9M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.2B portfolio in Q1 2016.
  • Karpus Investment Management opened 24 new positions and closed 37 in Q1 2016.
  • Karpus Investment Management's portfolio value fell 1.2% quarter-over-quarter to $2.2B.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.