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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.51%
3 Consumer Staples 0.09%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
51
Vanguard Total Bond Market
BND
$161B
$13.9M 0.63%
172,648
+105,590
+157% +$8.59M
THQ
52
abrdn Healthcare Opportunities Fund
THQ
$796M
$13.8M 0.62%
+796,363
New +$13.7M
NVG icon
53
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$13.3M 0.6%
919,883
+144,942
+19% +$2.04M
APB
54
DELISTED
Asia Pacific Fund
APB
$13.1M 0.59%
1,304,844
+12,373
+1% +$131K
MUI
55
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$13M 0.59%
919,279
+820,571
+831% +$11.4M
BOE icon
56
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$12.9M 0.58%
1,008,994
-6,317
-0.6% -$80.4K
EWJ icon
57
iShares MSCI Japan ETF
EWJ
$22.8B
$12.8M 0.57%
263,446
+187,445
+247% +$9.2M
NQI
58
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$11.5M 0.52%
846,161
+162,970
+24% +$2.14M
VMO icon
59
Invesco Municipal Opportunity Trust
VMO
$663M
$11.3M 0.51%
860,645
-1,055,470
-55% -$13.5M
EWC icon
60
iShares MSCI Canada ETF
EWC
$6.46B
$11.3M 0.51%
527,178
-113,538
-18% -$2.64M
AFB
61
AllianceBernstein National Municipal Income Fund
AFB
$317M
$11.2M 0.5%
813,841
+311,463
+62% +$4.2M
IRL
62
DELISTED
NEW IRELAND FUND INC
IRL
$11.2M 0.5%
804,482
-11,660
-1% -$163K
LII icon
63
Lennox International
LII
$15.2B
$11.2M 0.5%
89,346
-585
-0.7% -$75.4K
NXZ
64
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$11M 0.5%
779,862
+286,106
+58% +$3.93M
DIAX
65
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$11M 0.49%
767,146
+254,884
+50% +$3.63M
MZF
66
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$10.8M 0.48%
782,181
+346,532
+80% +$4.63M
NRK icon
67
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$10.7M 0.48%
812,790
+565,267
+228% +$7.21M
ACWX icon
68
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$9.71M 0.44%
245,120
+125,190
+104% +$5.13M
JHS
69
John Hancock Income Securities Trust
JHS
$127M
$9.42M 0.42%
701,696
+7,900
+1% +$108K
VWO icon
70
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$9.32M 0.42%
285,096
-84,711
-23% -$2.92M
IGD
71
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$9.25M 0.42%
1,321,940
+108,444
+9% +$791K
VGM icon
72
Invesco Trust Investment Grade Municipals
VGM
$564M
$9.22M 0.41%
691,700
-108,250
-14% -$1.42M
GRX
73
Gabelli Healthcare & Wellness Trust
GRX
$146M
$9.18M 0.41%
895,193
+48,008
+6% +$486K
EIV
74
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$9.1M 0.41%
690,535
-1,300
-0.2% -$16.5K
EOD
75
Allspring Global Dividend Opportunity Fund
EOD
$286M
$8.82M 0.4%
1,490,251
+73,415
+5% +$446K
1 2
3
4 5

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Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.