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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
51
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$13.5M 0.63%
998,640
+205,054
+26% +$2.76M
APB
52
DELISTED
Asia Pacific Fund
APB
$13.3M 0.62%
1,292,471
+83,282
+7% +$932K
CSI
53
DELISTED
Cutwater Select Income Fund
CSI
$13.1M 0.61%
684,896
-26,542
-4% -$499K
FPT
54
DELISTED
Federated Premier Intermediate M
FPT
$13M 0.6%
985,966
+488,614
+98% +$6.39M
EVT icon
55
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$12.9M 0.6%
703,296
-213,589
-23% -$4.19M
VPV icon
56
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$12.6M 0.59%
1,028,028
+548,261
+114% +$6.64M
BOE icon
57
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$12.3M 0.57%
1,015,311
+6,689
+0.7% +$88K
VWO icon
58
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$12.2M 0.57%
369,807
-143,144
-28% -$5.2M
BGB
59
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$12.1M 0.56%
850,923
-178,323
-17% -$2.7M
IRL
60
DELISTED
NEW IRELAND FUND INC
IRL
$11M 0.51%
816,142
-8,629
-1% -$119K
VEA icon
61
Vanguard FTSE Developed Markets ETF
VEA
$237B
$10.9M 0.51%
305,213
-467,298
-60% -$18M
NVG icon
62
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$10.8M 0.5%
774,941
+41,654
+6% +$572K
VGM icon
63
Invesco Trust Investment Grade Municipals
VGM
$564M
$10.3M 0.48%
799,950
-6,523
-0.8% -$83.3K
LII icon
64
Lennox International
LII
$15.2B
$10.2M 0.47%
89,931
-1,830
-2% -$215K
MUE
65
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$9.87M 0.46%
746,105
-39,118
-5% -$511K
JHS
66
John Hancock Income Securities Trust
JHS
$127M
$9.67M 0.45%
693,796
+333,642
+93% +$4.6M
QQQX icon
67
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$9.6M 0.45%
556,884
+173,881
+45% +$3.19M
BCX icon
68
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$9.07M 0.42%
1,277,805
-4,490
-0.4% -$36.1K
NQI
69
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$8.89M 0.41%
683,191
+78,344
+13% +$1M
EIV
70
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$8.68M 0.4%
691,835
+616,829
+822% +$7.71M
IGD
71
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$8.43M 0.39%
1,213,496
+910,001
+300% +$6.93M
EOD
72
Allspring Global Dividend Opportunity Fund
EOD
$286M
$8.37M 0.39%
1,416,836
+1,355,652
+2,216% +$8.82M
NPM
73
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.35M 0.39%
611,959
-8,861
-1% -$119K
FAM
74
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$8.33M 0.39%
+860,862
New +$8.82M
DXJ icon
75
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$8.25M 0.38%
169,474
+103,310
+156% +$5.59M
1 2
3
4 5

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SC
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HCM
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BIG
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SYBT
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EWA
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FAM
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Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.