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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$37M
Cap. Flow
+$9.48M
Cap. Flow %
0.44%
Top 10 Hldgs %
33.16%
Holding
212
New
18
Increased
70
Reduced
96
Closed
17

Top Buys

Rank Stock Value
1
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$21.5M
2
EIM
Eaton Vance Municipal Bond Fund
EIM
+$19.8M
3
STEW
SRH Total Return Fund
STEW
+$18M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$17.6M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$8.08M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30M
2
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$17.6M
3
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$15M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.3M
5
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$9.72M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Industrials 0.49%
3 Consumer Staples 0.09%
4 Technology 0.06%
5 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOE icon
51
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$14.1M 0.65%
1,013,012
+466,848
+85% +$6.32M
NMA
52
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$13.9M 0.65%
1,012,601
-416,032
-29% -$5.78M
HCF
53
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$13.2M 0.62%
1,086,863
+2,675
+0.2% +$32.6K
JOF
54
Japan Smaller Capitalization Fund
JOF
$350M
$12.8M 0.59%
1,283,857
+156,778
+14% +$1.48M
ZF
55
DELISTED
Virtus Total Return Fund Inc.
ZF
$12.6M 0.59%
819,612
-46,555
-5% -$713K
NPM
56
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$12.4M 0.58%
874,236
-229,562
-21% -$3.26M
BCX icon
57
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$12.4M 0.58%
1,297,335
+100,171
+8% +$975K
DUC
58
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$12.3M 0.57%
1,256,471
+459,050
+58% +$4.48M
BND icon
59
Vanguard Total Bond Market
BND
$161B
$12.1M 0.56%
145,373
+6,223
+4% +$517K
BSV icon
60
Vanguard Short-Term Bond ETF
BSV
$45.6B
$11.7M 0.54%
145,265
+49,125
+51% +$3.94M
APB
61
DELISTED
Asia Pacific Fund
APB
$11M 0.51%
944,462
+118,167
+14% +$1.34M
MUE
62
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$10.9M 0.51%
794,553
-29,800
-4% -$408K
NQU
63
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$10.9M 0.51%
777,010
-391,695
-34% -$5.53M
SHY icon
64
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$10.8M 0.5%
127,095
+4,126
+3% +$350K
JGV
65
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$10.8M 0.5%
836,056
+185,319
+28% +$2.37M
LII icon
66
Lennox International
LII
$15.2B
$10.3M 0.48%
91,973
-550
-0.6% -$56.7K
MIN
67
Aberdeen Intermediate Income Fund
MIN
$278M
$10.3M 0.48%
2,109,212
+480,007
+29% +$2.36M
IRL
68
DELISTED
NEW IRELAND FUND INC
IRL
$10.2M 0.48%
785,162
-12,017
-2% -$154K
WIA
69
Western Asset Inflation-Linked Income Fund
WIA
$186M
$9.96M 0.46%
863,498
-11,875
-1% -$138K
RFI
70
Cohen & Steers Total Return Realty Fund
RFI
$310M
$9.87M 0.46%
720,831
-25,733
-3% -$346K
NQI
71
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$9.84M 0.46%
735,149
-432,726
-37% -$5.81M
NIE
72
Virtus Equity & Convertible Income Fund
NIE
$732M
$9.23M 0.43%
465,763
-6,045
-1% -$122K
BGY icon
73
BlackRock Enhanced International Dividend Trust
BGY
$529M
$9.13M 0.43%
1,287,827
+594,062
+86% +$4.15M
VGM icon
74
Invesco Trust Investment Grade Municipals
VGM
$564M
$8.8M 0.41%
654,465
-154,608
-19% -$2.08M
GRX
75
Gabelli Healthcare & Wellness Trust
GRX
$146M
$8.63M 0.4%
766,663
+748,197
+4,052% +$8.08M
1 2
3
4 5

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Karpus Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Karpus Investment Management held 212 positions worth $2.15B, up 1.8% from $2.11B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Karpus Investment Management's Q1 2015 filing shows 18 new, 70 increased, 96 reduced and 17 closed positions. Its largest new stake was Eaton Vance Risk-Managed Diversified Equity Income Fund: 669,287 shares worth $7.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $30M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q1 2015 buy was Eaton Vance Risk-Managed Diversified Equity Income Fund: 669,287 shares worth $7.24M.
  • Karpus Investment Management added most to Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2015, an estimated $21.5M increase.
  • Karpus Investment Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $30M.
  • Karpus Investment Management fully exited BOULDER TOTAL RETURN FD INC in Q1 2015, selling an estimated $17.6M.
  • Karpus Investment Management's ten largest holdings make up 33% of its $2.15B portfolio in Q1 2015.
  • Karpus Investment Management opened 18 new positions and closed 17 in Q1 2015.
  • Karpus Investment Management's portfolio value rose 1.8% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q1 2015, filed 15 May 2015.