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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQS
51
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$10.3M 0.57%
831,823
+498,581
+150% +$6.15M
IGSB icon
52
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$10.2M 0.57%
193,950
-217,850
-53% -$11.5M
CSI
53
DELISTED
Cutwater Select Income Fund
CSI
$10.1M 0.56%
550,543
+403,480
+274% +$7.22M
FAX
54
abrdn Asia-Pacific Income Fund
FAX
$571M
$9.99M 0.56%
289,201
+18,327
+7% +$672K
MBB icon
55
iShares MBS ETF
MBB
$39B
$9.68M 0.54%
92,565
-34,075
-27% -$3.6M
VBF icon
56
Invesco Bond Fund
VBF
$164M
$8.96M 0.5%
506,365
+290,915
+135% +$5.17M
EWQ icon
57
iShares MSCI France ETF
EWQ
$347M
$8.85M 0.49%
311,068
-55,093
-15% -$1.52M
MIN
58
Aberdeen Intermediate Income Fund
MIN
$265M
$8.71M 0.48%
1,682,367
+1,206,355
+253% +$6.28M
IQI icon
59
Invesco Quality Municipal Securities
IQI
$511M
$8.58M 0.48%
771,768
+736,068
+2,062% +$8.23M
NQI
60
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$8.51M 0.47%
704,103
+617,115
+709% +$7.41M
WIA
61
Western Asset Inflation-Linked Income Fund
WIA
$184M
$8.44M 0.47%
739,016
+322,599
+77% +$3.72M
RVT icon
62
Royce Value Trust
RVT
$2.17B
$8.14M 0.45%
508,208
-56,221
-10% -$859K
LII icon
63
Lennox International
LII
$12.6B
$7.98M 0.44%
93,842
-215
-0.2% -$17.1K
NIQ
64
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$7.64M 0.42%
664,375
+377,933
+132% +$4.29M
BHK icon
65
BlackRock Core Bond Trust
BHK
$621M
$7.42M 0.41%
575,895
+212,368
+58% +$2.72M
DVM
66
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$7.41M 0.41%
507,972
+361,643
+247% +$5.1M
VGM icon
67
Invesco Trust Investment Grade Municipals
VGM
$519M
$7.3M 0.41%
+599,482
New +$7.24M
EOI
68
Eaton Vance Enhanced Equity Income Fund
EOI
$800M
$7.27M 0.4%
559,211
-243,149
-30% -$3.06M
CMK
69
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$7.26M 0.4%
894,716
+165,994
+23% +$1.34M
APF
70
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$7.04M 0.39%
424,865
-5,372
-1% -$90.6K
EEA
71
European Equity Fund
EEA
$73.1M
$6.57M 0.37%
734,573
-55,987
-7% -$476K
NXZ
72
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$6.14M 0.34%
483,903
+116,603
+32% +$1.49M
VV icon
73
Vanguard Morningstar Large-Cap ETF
VV
$53.8B
$6.11M 0.34%
71,989
-140,889
-66% -$11.5M
FDI
74
DELISTED
FORT DEARBORN INCOME SECS
FDI
$6.07M 0.34%
440,075
+113,579
+35% +$1.6M
ICB
75
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$5.85M 0.33%
347,756
+171,107
+97% +$2.86M
1 2
3
4 5

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Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.