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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
51
iShares Core S&P 500 ETF
IVV
$840B
$7.39M 0.47%
43,780
-1,788
-4% -$301K
UTF icon
52
Cohen & Steers Infrastructure Fund
UTF
$2.79B
$7.39M 0.47%
374,328
+354,044
+1,745% +$6.83M
BDJ icon
53
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$7.32M 0.47%
973,642
+913,137
+1,509% +$7M
APF
54
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$7.2M 0.46%
430,237
+4,426
+1% +$72.2K
LII icon
55
Lennox International
LII
$12.6B
$7.08M 0.45%
94,057
– –
EEA
56
European Equity Fund
EEA
$73.1M
$6.43M 0.41%
790,560
-16,403
-2% -$127K
GDV icon
57
Gabelli Dividend & Income Trust
GDV
$2.53B
$5.97M 0.38%
316,335
-5,230
-2% -$98.7K
BKT icon
58
BlackRock Income Trust
BKT
$320M
$5.96M 0.38%
297,871
+290,134
+3,750% +$5.67M
NEA icon
59
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.15B
$5.96M 0.38%
476,798
-49,109
-9% -$604K
CMK
60
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$5.83M 0.37%
728,722
+598,387
+459% +$4.83M
MUB icon
61
iShares National Muni Bond ETF
MUB
$44.5B
$5.81M 0.37%
55,640
+37,677
+210% +$3.89M
NMA
62
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.52M 0.35%
441,274
+206,976
+88% +$2.57M
SGF
63
DELISTED
Aberdeen Singapore Fund
SGF
$5.47M 0.35%
417,540
+32,872
+9% +$434K
ETY icon
64
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.22B
$4.91M 0.31%
487,182
-59,772
-11% -$622K
WIA
65
Western Asset Inflation-Linked Income Fund
WIA
$184M
$4.85M 0.31%
416,417
+71,463
+21% +$836K
NXZ
66
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$4.76M 0.3%
367,300
+152,904
+71% +$1.96M
BHK icon
67
BlackRock Core Bond Trust
BHK
$621M
$4.73M 0.3%
363,527
+341,419
+1,544% +$4.34M
BOE icon
68
BlackRock Enhanced Global Dividend Trust
BOE
$679M
$4.72M 0.3%
337,164
+46,833
+16% +$649K
FDI
69
DELISTED
FORT DEARBORN INCOME SECS
FDI
$4.56M 0.29%
326,496
+103,534
+46% +$1.45M
APB
70
DELISTED
Asia Pacific Fund
APB
$4.54M 0.29%
448,731
-5,715
-1% -$57.3K
TDF
71
Templeton Dragon Fund
TDF
$257M
$4.5M 0.29%
172,828
+18,775
+12% +$486K
NPM
72
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$4.26M 0.27%
326,815
+133,900
+69% +$1.7M
NQS
73
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$4.23M 0.27%
333,242
+21,141
+7% +$268K
EVT icon
74
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$4.06M 0.26%
225,541
+87,928
+64% +$1.61M
JFC
75
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$4.04M 0.26%
276,065
+11,477
+4% +$162K
1 2
3
4 5

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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.