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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+3.45%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.99B
AUM Growth
+$379M
Cap. Flow
+$294M
Cap. Flow %
9.81%
Top 10 Hldgs %
39.67%
Holding
210
New
24
Increased
51
Reduced
89
Closed
33

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$286M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$35.6M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$21.2M
4
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$18.9M
5
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$15.8M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$36.6M
2
LII icon
Lennox International
LII
+$20.7M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$20.3M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$18.9M
5
ADX icon
Adams Diversified Equity Fund
ADX
+$15.8M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.25%
2 Industrials 4.07%
3 Technology 2.24%
4 Financials 1.67%
5 Healthcare 1.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
26
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$29.3M 0.98%
2,622,006
-30,222
-1% -$332K
ASLE icon
27
AerSale
ASLE
$279M
$28.7M 0.96%
2,822,250
+575,675
+26% +$5.8M
HNW
28
DELISTED
Pioneer Diversified High Income Fund
HNW
$26.7M 0.89%
1,795,654
-29,881
-2% -$439K
UPH
29
DELISTED
UpHealth, Inc.
UPH
$25.8M 0.86%
259,673
+38,428
+17% +$3.79M
ADN
30
DELISTED
Advent Technologies
ADN
$25.5M 0.85%
84,111
+10,216
+14% +$3.09M
EVM
31
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$24.8M 0.83%
2,208,419
+59,220
+3% +$666K
ALGR
32
DELISTED
Allegro Merger Corp
ALGR
$24.7M 0.83%
2,416,832
-104,700
-4% -$1.07M
NKLA
33
DELISTED
Nikola Corporation Common Stock
NKLA
$24.3M 0.81%
78,438
-1,395
-2% -$430K
LSEA
34
DELISTED
Landsea Homes
LSEA
$23.3M 0.78%
2,249,500
-26,000
-1% -$267K
MGF
35
Aberdeen Government Markets Income Fund
MGF
$92.2M
$22.6M 0.75%
4,918,985
-331,015
-6% -$1.52M
BMTX
36
DELISTED
BM Technologies, Inc.
BMTX
$22.4M 0.75%
2,186,015
-16,915
-0.8% -$173K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$22.2M 0.74%
68,933
-28,042
-29% -$8.63M
TTCF
38
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$20.4M 0.68%
1,999,988
-17,275
-0.9% -$176K
TRIT
39
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$19.1M 0.64%
+1,918,950
New +$18.9M
MYN icon
40
BlackRock MuniYield New York Quality Fund
MYN
$377M
$18.2M 0.61%
1,391,740
+7,320
+0.5% +$95K
KMF
41
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$17.7M 0.59%
1,685,137
+230,579
+16% +$2.34M
EWC icon
42
iShares MSCI Canada ETF
EWC
$6.46B
$16.7M 0.56%
559,536
-8,797
-2% -$257K
RODM icon
43
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$16.2M 0.54%
551,581
+88,371
+19% +$2.54M
VLDR
44
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$15.7M 0.52%
1,537,975
-50,425
-3% -$510K
MUC icon
45
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$15.6M 0.52%
1,117,992
+101,058
+10% +$1.41M
MQT
46
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$15.6M 0.52%
1,200,589
-68,677
-5% -$887K
QUAL icon
47
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$15.5M 0.52%
+153,385
New +$14.8M
CLVR
48
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$15.2M 0.51%
50,147
-1,360
-3% -$410K
BYM
49
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$14.9M 0.5%
1,060,049
-43,492
-4% -$609K
MVST icon
50
Microvast
MVST
$302M
$14.7M 0.49%
1,479,025
+643,175
+77% +$6.38M
1
2
3 4 5

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Karpus Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Karpus Investment Management held 210 positions worth $2.99B, up 15% from $2.61B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Karpus Investment Management deployed $294M of net new capital in Q4 2019, opening 24 new positions and adding to 51 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 1,011,278 shares worth $299M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, down from 5.6% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eaton Vance Municipal Bond Fund, an estimated $20.3M trimmed.

  • Karpus Investment Management's largest Q4 2019 buy was Vanguard S&P 500 ETF: 1,011,278 shares worth $299M.
  • Karpus Investment Management added most to Vanguard Long-Term Bond ETF in Q4 2019, an estimated $35.6M increase.
  • Karpus Investment Management's biggest Q4 2019 reduction was Eaton Vance Municipal Bond Fund, cutting an estimated $20.3M.
  • Karpus Investment Management fully exited BlackRock Credit Allocation Income Trust in Q4 2019, selling an estimated $36.6M.
  • Karpus Investment Management's ten largest holdings make up 40% of its $2.99B portfolio in Q4 2019.
  • Karpus Investment Management opened 24 new positions and closed 33 in Q4 2019.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $2.99B.

Based on Karpus Investment Management's 13F filing for Q4 2019, filed 14 Feb 2020.