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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNW
26
DELISTED
Pioneer Diversified High Income Fund
HNW
$26.5M 1.01%
1,825,535
+351,038
+24% +$5.05M
ALGR
27
DELISTED
Allegro Merger Corp
ALGR
$25.5M 0.98%
2,521,532
-26,243
-1% -$265K
NKLA
28
DELISTED
Nikola Corporation Common Stock
NKLA
$24.5M 0.94%
79,833
+10,171
+15% +$3.1M
EVM
29
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$24.4M 0.93%
2,149,199
+14,096
+0.7% +$160K
MGF
30
Aberdeen Government Markets Income Fund
MGF
$92.2M
$24.2M 0.93%
+5,250,000
New +$24M
LSEA
31
DELISTED
Landsea Homes
LSEA
$23.3M 0.89%
2,275,500
+303,975
+15% +$3.1M
ASLE icon
32
AerSale
ASLE
$279M
$22.4M 0.86%
2,246,575
+616,175
+38% +$6.16M
BMTX
33
DELISTED
BM Technologies, Inc.
BMTX
$22.3M 0.85%
2,202,930
+95,192
+5% +$963K
ADN
34
DELISTED
Advent Technologies
ADN
$22.2M 0.85%
73,895
+5,072
+7% +$1.52M
UPH
35
DELISTED
UpHealth, Inc.
UPH
$21.7M 0.83%
+221,245
New +$21.7M
SUB icon
36
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$21.2M 0.81%
198,719
+143,689
+261% +$15.3M
LII icon
37
Lennox International
LII
$15.2B
$20.7M 0.79%
85,006
– –
TTCF
38
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$20.4M 0.78%
2,017,263
+99,200
+5% +$1M
MYN icon
39
BlackRock MuniYield New York Quality Fund
MYN
$377M
$18.1M 0.69%
1,384,420
+43,352
+3% +$564K
MQT
40
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$16.5M 0.63%
1,269,266
+175,900
+16% +$2.26M
EWC icon
41
iShares MSCI Canada ETF
EWC
$6.46B
$16.4M 0.63%
568,333
-6,817
-1% -$194K
INSI
42
DELISTED
Insight Select Income Fund
INSI
$16.3M 0.62%
795,024
+340,642
+75% +$6.81M
VLDR
43
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$15.9M 0.61%
1,588,400
-24,750
-2% -$248K
ADX icon
44
Adams Diversified Equity Fund
ADX
$3.2B
$15.8M 0.61%
999,421
-483,577
-33% -$7.58M
KMF
45
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$15.8M 0.6%
1,454,558
+23,976
+2% +$265K
ID
46
DELISTED
PARTS iD, Inc.
ID
$15.7M 0.6%
1,542,275
-16,750
-1% -$170K
BYM
47
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$15.6M 0.6%
1,103,541
-490,243
-31% -$6.88M
HYMC icon
48
Hycroft Mining Holding Corp
HYMC
$2.47B
$15.5M 0.59%
152,020
-300
-0.2% -$30.7K
CLVR
49
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$15.4M 0.59%
51,507
+4,098
+9% +$1.22M
CLM icon
50
Cornerstone Strategic Value Fund
CLM
$2.25B
$14.5M 0.56%
1,300,997
-269,544
-17% -$3.08M
1
2
3 4 5

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Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.