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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.48B
AUM Growth
+$191M
Cap. Flow
+$185M
Cap. Flow %
7.48%
Top 10 Hldgs %
45.68%
Holding
212
New
35
Increased
65
Reduced
68
Closed
18

Top Buys

Rank Stock Value
1
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$42.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$25.5M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$23.2M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$23.1M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$15.8M

Top Sells

Rank Stock Value
1
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$24.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10M
4
HFFG icon
HF Foods Group
HFFG
+$8.79M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$7.68M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.03%
2 Technology 2.84%
3 Real Estate 1.72%
4 Industrials 1.33%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKLA
26
DELISTED
Nikola Corporation Common Stock
NKLA
$23.2M 0.94%
+80,978
New +$23.2M
TTCF
27
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$23.1M 0.93%
+2,420,100
New +$23.1M
APB
28
DELISTED
Asia Pacific Fund
APB
$22M 0.89%
1,631,426
-49,480
-3% -$664K
MYI icon
29
BlackRock MuniYield Quality Fund III
MYI
$721M
$21.3M 0.86%
1,762,952
+1,051,950
+148% +$13.1M
BND icon
30
Vanguard Total Bond Market
BND
$161B
$21.1M 0.85%
268,603
-11,216
-4% -$887K
MMDM
31
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$21.1M 0.85%
2,090,991
-38,240
-2% -$384K
MSP
32
DELISTED
Madison Strategic Sector
MSP
$19.6M 0.79%
1,652,088
-2,416
-0.1% -$28.6K
KXIN icon
33
Kaixin Holdings
KXIN
$8.76M
$18.7M 0.76%
5
– –
LII icon
34
Lennox International
LII
$15.2B
$18.7M 0.75%
85,486
-340
-0.4% -$74K
PMO
35
Franklin Municipal Opportunities Trust
PMO
$285M
$18.5M 0.75%
1,618,248
+33,500
+2% +$389K
EWC icon
36
iShares MSCI Canada ETF
EWC
$6.46B
$17.9M 0.72%
623,694
+22,436
+4% +$647K
BJZ
37
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$16.3M 0.66%
1,095,639
-1,600
-0.1% -$23.7K
MCN
38
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$16.3M 0.66%
2,119,148
+14,865
+0.7% +$115K
SEGG
39
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$15.8M 0.64%
+1,150
New +$15.8M
KLR
40
DELISTED
Kaleyra, Inc.
KLR
$15.6M 0.63%
448,807
-13,214
-3% -$457K
MIN
41
Aberdeen Intermediate Income Fund
MIN
$278M
$15.1M 0.61%
4,005,710
+1,943,594
+94% +$7.38M
NUO
42
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$14.7M 0.59%
1,085,989
+115,833
+12% +$1.6M
GF
43
New Germany Fund
GF
$188M
$13.8M 0.56%
755,743
+14,739
+2% +$274K
BBCP icon
44
Concrete Pumping Holdings
BBCP
$491M
$13.6M 0.55%
1,334,867
-6,992
-0.5% -$70.2K
LOR
45
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$13.5M 0.54%
1,291,134
-363,215
-22% -$3.76M
NAN icon
46
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$13.4M 0.54%
1,089,064
+760,757
+232% +$9.51M
BHK icon
47
BlackRock Core Bond Trust
BHK
$667M
$13.1M 0.53%
1,022,144
+135,600
+15% +$1.74M
FAM
48
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$12.3M 0.5%
1,284,086
-24,170
-2% -$237K
JOF
49
Japan Smaller Capitalization Fund
JOF
$350M
$11.7M 0.47%
1,057,275
-11,261
-1% -$125K
WIW
50
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$11.3M 0.46%
1,044,711
+600
+0.1% +$6.6K
1
2
3 4 5

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Karpus Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Karpus Investment Management held 212 positions worth $2.48B, up 8.4% from $2.29B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Karpus Investment Management deployed $185M of net new capital in Q3 2018, opening 35 new positions and adding to 65 existing holdings. Its largest new stake was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 1.2% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $15.8M trimmed.

  • Karpus Investment Management's largest Q3 2018 buy was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.
  • Karpus Investment Management added most to BlackRock MuniYield Quality Fund III in Q3 2018, an estimated $13.1M increase.
  • Karpus Investment Management's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $15.8M.
  • Karpus Investment Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $24.2M.
  • Karpus Investment Management's ten largest holdings make up 46% of its $2.48B portfolio in Q3 2018.
  • Karpus Investment Management opened 35 new positions and closed 18 in Q3 2018.
  • Karpus Investment Management's portfolio value rose 8.4% quarter-over-quarter to $2.48B.

Based on Karpus Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.