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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.87%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$62M
Cap. Flow
+$104M
Cap. Flow %
4.67%
Top 10 Hldgs %
41.99%
Holding
179
New
31
Increased
56
Reduced
55
Closed
11

Top Buys

Rank Stock Value
1
BPK
Blackrock Muni 2018 Term Tr
BPK
+$36.1M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$32.5M
3
KXIN icon
Kaixin Holdings
KXIN
+$19.6M
4
KLR
Kaleyra, Inc.
KLR
+$15.8M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$15.8M

Top Sells

Rank Stock Value
1
CVON
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
+$29.7M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$25.6M
3
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$20.6M
4
IEA
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
+$14.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.78M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Industrials 2.51%
3 Communication Services 2.19%
4 Consumer Discretionary 1.2%
5 Consumer Staples 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRCG
26
DELISTED
NRC Group Holdings Corp.
NRCG
$24.5M 1.1%
2,479,280
-27,275
-1% -$269K
BLV icon
27
Vanguard Long-Term Bond ETF
BLV
$5.74B
$24.5M 1.1%
269,235
+14,365
+6% +$1.31M
VTV icon
28
Vanguard Morningstar Value ETF
VTV
$192B
$24M 1.08%
232,797
+83,956
+56% +$9.01M
MZF
29
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$23.1M 1.04%
1,696,511
+12,950
+0.8% +$173K
EWJ icon
30
iShares MSCI Japan ETF
EWJ
$22.8B
$22.1M 0.99%
364,793
+54,824
+18% +$3.36M
VMO icon
31
Invesco Municipal Opportunity Trust
VMO
$663M
$20.8M 0.94%
1,777,735
+715,899
+67% +$8.55M
LOR
32
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$18.6M 0.84%
1,621,472
-2,965
-0.2% -$35.1K
KXIN icon
33
Kaixin Holdings
KXIN
$8.76M
$18.3M 0.82%
+5
New +$19.6M
LII icon
34
Lennox International
LII
$15.2B
$17.6M 0.79%
85,934
-38
-0% -$7.91K
BSV icon
35
Vanguard Short-Term Bond ETF
BSV
$45.6B
$17.2M 0.77%
218,750
+20,650
+10% +$1.62M
EWC icon
36
iShares MSCI Canada ETF
EWC
$6.46B
$16.8M 0.76%
610,949
-143,147
-19% -$4.1M
MSP
37
DELISTED
Madison Strategic Sector
MSP
$16.2M 0.73%
1,446,775
+83,538
+6% +$971K
FRMM
38
Forum Markets
FRMM
$79.5M
$16.1M 0.72%
430
-13
-3% -$484K
KLR
39
DELISTED
Kaleyra, Inc.
KLR
$15.9M 0.71%
+465,300
New +$15.8M
CXH
40
DELISTED
MFS Investment Grade Municipal Trust
CXH
$15.4M 0.69%
1,644,778
+78,285
+5% +$744K
FAM
41
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$15.3M 0.69%
1,340,038
-66,032
-5% -$760K
SUB icon
42
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$15.2M 0.68%
144,524
-59,100
-29% -$6.2M
EIV
43
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$15.1M 0.68%
1,290,798
-22,040
-2% -$262K
MCN
44
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$14.6M 0.66%
2,010,033
-47,285
-2% -$358K
GF
45
New Germany Fund
GF
$188M
$14.2M 0.64%
724,563
+3,115
+0.4% +$62.4K
BBCP icon
46
Concrete Pumping Holdings
BBCP
$491M
$13.4M 0.6%
1,363,934
+404,204
+42% +$3.95M
JOF
47
Japan Smaller Capitalization Fund
JOF
$350M
$13.3M 0.6%
1,083,512
-67,332
-6% -$828K
IQI icon
48
Invesco Quality Municipal Securities
IQI
$534M
$13.1M 0.59%
1,104,562
+8,831
+0.8% +$107K
USA icon
49
Liberty All-Star Equity Fund
USA
$1.85B
$12.8M 0.58%
2,093,528
-1,086,048
-34% -$6.9M
VCIT icon
50
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$12.8M 0.57%
150,780
-77,735
-34% -$6.64M
1
2
3 4 5

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Karpus Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Karpus Investment Management held 179 positions worth $2.23B, up 2.9% from $2.17B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Karpus Investment Management deployed $104M of net new capital in Q1 2018, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Kaixin Holdings: 5 shares worth $18.3M.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, down from 5.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $25.6M trimmed.

  • Karpus Investment Management's largest Q1 2018 buy was Kaixin Holdings: 5 shares worth $18.3M.
  • Karpus Investment Management added most to Blackrock Muni 2018 Term Tr in Q1 2018, an estimated $36.1M increase.
  • Karpus Investment Management's biggest Q1 2018 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $25.6M.
  • Karpus Investment Management fully exited ConvergeOne Holdings, Inc. Class A Common Stock in Q1 2018, selling an estimated $29.7M.
  • Karpus Investment Management's ten largest holdings make up 42% of its $2.23B portfolio in Q1 2018.
  • Karpus Investment Management opened 31 new positions and closed 11 in Q1 2018.
  • Karpus Investment Management's portfolio value rose 2.9% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q1 2018, filed 14 May 2018.