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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.07%
2 Financials 5.13%
3 Industrials 1.58%
4 Energy 1.13%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
26
SRH Total Return Fund
STEW
$1.76B
$19.5M 1.12%
2,176,007
-653,700
-23% -$5.59M
EACQ
27
DELISTED
Easterly Acquisition Corp
EACQ
$19.2M 1.11%
1,953,091
-7,600
-0.4% -$75.2K
VGT icon
28
Vanguard Information Technology ETF
VGT
$146B
$19.1M 1.1%
1,257,256
+44,376
+4% +$669K
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$18.8M 1.08%
525,755
-8,405
-2% -$308K
NEXT icon
30
NextDecade
NEXT
$1.88B
$18.7M 1.08%
1,850,031
-63,780
-3% -$646K
PVI icon
31
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$18.7M 1.07%
+750,000
New +$18.7M
MZF
32
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$18.4M 1.06%
1,400,838
+246,804
+21% +$3.33M
FFA
33
First Trust Enhanced Equity Income Fund
FFA
$459M
$18.2M 1.05%
1,349,895
+23,764
+2% +$319K
BHK icon
34
BlackRock Core Bond Trust
BHK
$619M
$17.9M 1.03%
1,378,397
+51,882
+4% +$686K
EWC icon
35
iShares MSCI Canada ETF
EWC
$6.84B
$17.9M 1.03%
685,391
+16,887
+3% +$436K
NAD icon
36
Nuveen Quality Municipal Income Fund
NAD
$2.49B
$17.4M 1%
1,246,982
-1,319,344
-51% -$18.4M
VEU icon
37
Vanguard FTSE All-World ex-US ETF
VEU
$69.4B
$17.4M 1%
393,007
+58,943
+18% +$2.61M
JOF
38
Japan Smaller Capitalization Fund
JOF
$346M
$17.1M 0.98%
1,756,571
-84,507
-5% -$877K
FPT
39
DELISTED
Federated Premier Intermediate M
FPT
$17M 0.98%
1,342,387
+197,936
+17% +$2.6M
MUI
40
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$16.3M 0.94%
1,183,302
+219,690
+23% +$3.12M
MSP
41
DELISTED
Madison Strategic Sector
MSP
$16.3M 0.94%
1,372,764
+405,014
+42% +$4.77M
DUC
42
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$16.1M 0.92%
1,704,733
-68,350
-4% -$638K
LOR
43
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$14.8M 0.85%
1,496,935
+299,976
+25% +$2.93M
EWJ icon
44
iShares MSCI Japan ETF
EWJ
$23.5B
$14.7M 0.85%
+301,717
New +$15.1M
SWZ
45
Swiss Helvetia Fund
SWZ
$76.8M
$14.7M 0.85%
1,442,536
-287,612
-17% -$2.95M
GDV icon
46
Gabelli Dividend & Income Trust
GDV
$2.53B
$14.7M 0.85%
733,782
-100,092
-12% -$1.94M
WIW
47
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$504M
$14.5M 0.83%
1,303,539
+195,519
+18% +$2.16M
APB
48
DELISTED
Asia Pacific Fund
APB
$13.8M 0.79%
1,415,051
+81,002
+6% +$822K
LII icon
49
Lennox International
LII
$12.6B
$13.4M 0.77%
87,294
-737
-0.8% -$113K
ZTR
50
Virtus Total Return Fund
ZTR
$314M
$12.7M 0.73%
1,054,264
-123,835
-11% -$1.43M
1
2
3 4 5

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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.