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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.2B
AUM Growth
-$26.6M
Cap. Flow
-$55.2M
Cap. Flow %
-2.51%
Top 10 Hldgs %
31.17%
Holding
226
New
24
Increased
62
Reduced
88
Closed
37

Top Buys

Rank Stock Value
1
NEXT icon
NextDecade
NEXT
+$15.3M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$13.5M
3
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$11.9M
4
BKT icon
BlackRock Income Trust
BKT
+$10.5M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$10.3M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.3M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$20.3M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$18.9M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$11.3M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 2.36%
2 Energy 0.74%
3 Industrials 0.57%
4 Consumer Discretionary 0.11%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIE
26
Virtus Equity & Convertible Income Fund
NIE
$732M
$24.7M 1.12%
1,356,181
+162,045
+14% +$2.78M
STEW
27
SRH Total Return Fund
STEW
$1.81B
$24.5M 1.11%
3,121,202
+107,813
+4% +$779K
VBF icon
28
Invesco Bond Fund
VBF
$169M
$24M 1.09%
1,299,924
-160,548
-11% -$2.87M
DUC
29
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$23.6M 1.07%
2,455,349
-9,602
-0.4% -$89.1K
CXH
30
DELISTED
MFS Investment Grade Municipal Trust
CXH
$23.5M 1.07%
2,313,967
+99,354
+4% +$994K
NQS
31
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$22.8M 1.03%
1,552,309
-149,204
-9% -$2.14M
VTI icon
32
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$22.4M 1.02%
214,046
-225,259
-51% -$22.3M
BST icon
33
BlackRock Science and Technology Trust
BST
$1.69B
$21.9M 0.99%
1,301,855
+164,398
+14% +$2.55M
UTF icon
34
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$21.7M 0.98%
1,093,464
+95,444
+10% +$1.75M
VKQ icon
35
Invesco Municipal Trust
VKQ
$551M
$20.6M 0.94%
1,549,587
-1,561,262
-50% -$20.3M
FDI
36
DELISTED
FORT DEARBORN INCOME SECS
FDI
$20.3M 0.92%
1,406,842
-89,570
-6% -$1.28M
WIW
37
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$19.8M 0.9%
1,788,511
-77,496
-4% -$804K
NMA
38
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$18.8M 0.85%
1,309,067
-297,897
-19% -$4.2M
NMO
39
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$18.6M 0.84%
1,306,410
-190,117
-13% -$2.67M
BND icon
40
Vanguard Total Bond Market
BND
$161B
$18.4M 0.84%
222,587
+49,939
+29% +$4.09M
SWZ
41
Swiss Helvetia Fund
SWZ
$77.5M
$18.1M 0.82%
1,781,020
-12,760
-0.7% -$126K
IDE
42
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$17.8M 0.81%
1,426,500
+137,336
+11% +$1.59M
JOF
43
Japan Smaller Capitalization Fund
JOF
$350M
$17.2M 0.78%
1,785,981
+175,399
+11% +$1.65M
NRK icon
44
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$17.2M 0.78%
1,279,585
+466,795
+57% +$6.15M
BOE icon
45
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$17.2M 0.78%
1,446,122
+437,128
+43% +$4.99M
FPT
46
DELISTED
Federated Premier Intermediate M
FPT
$16.5M 0.75%
1,191,073
+39,460
+3% +$538K
VPV icon
47
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$16.5M 0.75%
1,217,838
-216,177
-15% -$2.83M
FFA
48
First Trust Enhanced Equity Income Fund
FFA
$467M
$15.6M 0.71%
1,226,422
+834,978
+213% +$10.3M
EWC icon
49
iShares MSCI Canada ETF
EWC
$6.46B
$15.4M 0.7%
648,258
+121,080
+23% +$2.59M
NEXT icon
50
NextDecade
NEXT
$1.78B
$15.4M 0.7%
+1,551,668
New +$15.3M
1
2
3 4 5

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Karpus Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Karpus Investment Management held 226 positions worth $2.2B, down 1.2% from $2.23B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q1 2016 filing shows 24 new, 62 increased, 88 reduced and 37 closed positions. Its largest new stake was NextDecade: 1,551,668 shares worth $15.4M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $22.3M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 1.8% a quarter earlier, followed by Energy and Industrials.

  • Karpus Investment Management's largest Q1 2016 buy was NextDecade: 1,551,668 shares worth $15.4M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, an estimated $13.5M increase.
  • Karpus Investment Management's biggest Q1 2016 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $22.3M.
  • Karpus Investment Management fully exited Vanguard Morningstar Mid-Cap ETF in Q1 2016, selling an estimated $18.9M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.2B portfolio in Q1 2016.
  • Karpus Investment Management opened 24 new positions and closed 37 in Q1 2016.
  • Karpus Investment Management's portfolio value fell 1.2% quarter-over-quarter to $2.2B.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.