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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.51%
3 Consumer Staples 0.09%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
26
Gabelli Dividend & Income Trust
GDV
$2.66B
$24.2M 1.09%
1,309,191
+78,277
+6% +$1.47M
NQS
27
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$23.9M 1.07%
1,701,513
+53,310
+3% +$724K
STEW
28
SRH Total Return Fund
STEW
$1.81B
$23.3M 1.05%
3,013,389
-47,648
-2% -$370K
PMO
29
Franklin Municipal Opportunities Trust
PMO
$285M
$22.9M 1.03%
1,864,843
-14,935
-0.8% -$179K
DUC
30
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$22.7M 1.02%
2,464,951
+272,493
+12% +$2.54M
NMA
31
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$22.3M 1%
1,606,964
+259,651
+19% +$3.49M
CXH
32
DELISTED
MFS Investment Grade Municipal Trust
CXH
$22M 0.99%
2,214,613
+413,803
+23% +$4.02M
FDI
33
DELISTED
FORT DEARBORN INCOME SECS
FDI
$21.7M 0.98%
1,496,412
-27,787
-2% -$403K
NIE
34
Virtus Equity & Convertible Income Fund
NIE
$732M
$21.4M 0.96%
1,194,136
+160,878
+16% +$2.94M
SHM icon
35
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$21.1M 0.95%
433,478
+146,393
+51% +$7.13M
NMO
36
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$20.6M 0.93%
1,496,527
+292,523
+24% +$3.91M
FAM
37
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$20.4M 0.92%
2,018,317
+1,157,455
+134% +$11.7M
BST icon
38
BlackRock Science and Technology Trust
BST
$1.69B
$19.5M 0.87%
+1,137,457
New +$19.2M
WIW
39
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$19.2M 0.86%
1,866,007
-276,481
-13% -$2.88M
UTF icon
40
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$19M 0.86%
998,020
-68,697
-6% -$1.32M
SWZ
41
Swiss Helvetia Fund
SWZ
$77.5M
$18.9M 0.85%
1,793,780
-30,809
-2% -$335K
VO icon
42
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$18.9M 0.85%
630,588
-55,240
-8% -$1.69M
VPV icon
43
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$18.4M 0.83%
1,434,015
+405,987
+39% +$5.03M
JOF
44
Japan Smaller Capitalization Fund
JOF
$350M
$16.5M 0.74%
1,610,582
+78,057
+5% +$823K
JGV
45
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$15.9M 0.71%
1,454,943
-61,828
-4% -$671K
IDE
46
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$15.8M 0.71%
1,289,164
+139,825
+12% +$1.76M
FPT
47
DELISTED
Federated Premier Intermediate M
FPT
$15.5M 0.7%
1,151,613
+165,647
+17% +$2.2M
VGT icon
48
Vanguard Information Technology ETF
VGT
$149B
$15.1M 0.68%
1,117,624
-133,040
-11% -$1.82M
NQU
49
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$14.6M 0.65%
1,026,544
+27,904
+3% +$383K
VEU icon
50
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$14.1M 0.63%
324,940
+162,080
+100% +$7.25M
1
2
3 4 5

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Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.