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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$37M
Cap. Flow
+$9.48M
Cap. Flow %
0.44%
Top 10 Hldgs %
33.16%
Holding
212
New
18
Increased
70
Reduced
96
Closed
17

Top Buys

Rank Stock Value
1
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$21.5M
2
EIM
Eaton Vance Municipal Bond Fund
EIM
+$19.8M
3
STEW
SRH Total Return Fund
STEW
+$18M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$17.6M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$8.08M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30M
2
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$17.6M
3
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$15M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.3M
5
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$9.72M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Industrials 0.49%
3 Consumer Staples 0.09%
4 Technology 0.06%
5 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
26
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$23.7M 1.1%
714,508
-141,624
-17% -$4.45M
NQS
27
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$23.2M 1.08%
1,644,891
-165,632
-9% -$2.34M
UTF icon
28
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$23.1M 1.08%
1,018,145
+2,992
+0.3% +$68.2K
ICB
29
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$22.4M 1.04%
1,247,900
+86,239
+7% +$1.55M
CMK
30
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$21.9M 1.02%
2,582,983
+371,864
+17% +$3.12M
PMO
31
Franklin Municipal Opportunities Trust
PMO
$285M
$21.8M 1.01%
1,777,041
+160,312
+10% +$1.96M
IQI icon
32
Invesco Quality Municipal Securities
IQI
$534M
$21.7M 1.01%
1,724,219
+74,987
+5% +$949K
FDI
33
DELISTED
FORT DEARBORN INCOME SECS
FDI
$21.1M 0.98%
1,468,643
+78,253
+6% +$1.12M
VGT icon
34
Vanguard Information Technology ETF
VGT
$149B
$20.3M 0.94%
1,521,808
-22,040
-1% -$291K
ZTR
35
Virtus Total Return Fund
ZTR
$339M
$20.3M 0.94%
1,480,702
-134,046
-8% -$1.85M
NIQ
36
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$19.9M 0.93%
1,531,638
-105,633
-6% -$1.37M
BTZ icon
37
BlackRock Credit Allocation Income Trust
BTZ
$956M
$19.6M 0.91%
1,458,511
+20,942
+1% +$280K
EVT icon
38
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$18.8M 0.88%
914,460
-182,477
-17% -$3.77M
EWC icon
39
iShares MSCI Canada ETF
EWC
$6.46B
$18.5M 0.86%
680,758
-2,715
-0.4% -$74.5K
SWZ
40
Swiss Helvetia Fund
SWZ
$77.5M
$18M 0.84%
1,560,465
+106,903
+7% +$1.21M
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$18M 0.84%
87,159
-145,361
-63% -$30M
BTT icon
42
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$16.7M 0.78%
794,150
-8,205
-1% -$172K
VEU icon
43
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$16.5M 0.77%
338,558
+55,331
+20% +$2.66M
BGB
44
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$15.8M 0.74%
979,528
+235,181
+32% +$3.8M
CSI
45
DELISTED
Cutwater Select Income Fund
CSI
$15.7M 0.73%
784,820
-59,096
-7% -$1.16M
GAB icon
46
Gabelli Equity Trust
GAB
$1.79B
$15.7M 0.73%
2,485,670
+609,100
+32% +$3.84M
VTI icon
47
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$15.6M 0.73%
145,846
+31,845
+28% +$3.4M
QQQX icon
48
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$15.5M 0.72%
1,306,091
+1,130,064
+642% +$21.5M
NVG icon
49
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$15.4M 0.72%
1,064,040
-989,340
-48% -$14.3M
NMO
50
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$15.1M 0.7%
1,099,089
-699,381
-39% -$9.6M
1
2
3 4 5

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Karpus Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Karpus Investment Management held 212 positions worth $2.15B, up 1.8% from $2.11B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Karpus Investment Management's Q1 2015 filing shows 18 new, 70 increased, 96 reduced and 17 closed positions. Its largest new stake was Eaton Vance Risk-Managed Diversified Equity Income Fund: 669,287 shares worth $7.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $30M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q1 2015 buy was Eaton Vance Risk-Managed Diversified Equity Income Fund: 669,287 shares worth $7.24M.
  • Karpus Investment Management added most to Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2015, an estimated $21.5M increase.
  • Karpus Investment Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $30M.
  • Karpus Investment Management fully exited BOULDER TOTAL RETURN FD INC in Q1 2015, selling an estimated $17.6M.
  • Karpus Investment Management's ten largest holdings make up 33% of its $2.15B portfolio in Q1 2015.
  • Karpus Investment Management opened 18 new positions and closed 17 in Q1 2015.
  • Karpus Investment Management's portfolio value rose 1.8% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q1 2015, filed 15 May 2015.