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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$128M
Cap. Flow
+$88M
Cap. Flow %
4.57%
Top 10 Hldgs %
36.58%
Holding
222
New
17
Increased
82
Reduced
81
Closed
31

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$13.1M
3
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$11.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$9.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$32M
2
SPE
Special Opportunities Fund
SPE
+$12.5M
3
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$11.2M
4
MBB icon
iShares MBS ETF
MBB
+$9.68M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.48%
2 Financials 16.91%
3 Industrials 0.45%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZU icon
26
iShare MSCI Eurozone ETF
EZU
$9.61B
$18.9M 0.98%
446,493
-36,711
-8% -$1.51M
ZF
27
DELISTED
Virtus Total Return Fund Inc.
ZF
$18.8M 0.98%
1,238,546
+119,815
+11% +$1.75M
CSI
28
DELISTED
Cutwater Select Income Fund
CSI
$18.8M 0.97%
966,591
+416,048
+76% +$7.76M
UTF icon
29
Cohen & Steers Infrastructure Fund
UTF
$2.79B
$18.6M 0.97%
843,175
+334,110
+66% +$7.06M
NMO
30
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$18.3M 0.95%
1,432,264
+178,977
+14% +$2.26M
IMF
31
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$18.1M 0.94%
1,011,655
-635,582
-39% -$11.2M
NMA
32
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$17.5M 0.91%
1,351,228
+269,926
+25% +$3.46M
VMO icon
33
Invesco Municipal Opportunity Trust
VMO
$622M
$17.4M 0.9%
1,424,658
+115,212
+9% +$1.4M
EWU icon
34
iShares MSCI United Kingdom ETF
EWU
$3.71B
$16.9M 0.88%
410,574
-28,766
-7% -$1.19M
BNA
35
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$16.8M 0.87%
1,621,750
+290,709
+22% +$2.97M
FPF
36
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.02B
$15.7M 0.81%
708,299
+156,565
+28% +$3.38M
PMO
37
Franklin Municipal Opportunities Trust
PMO
$265M
$14.4M 0.75%
1,268,153
-26,761
-2% -$302K
NPM
38
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$14.2M 0.74%
1,059,740
+209,981
+25% +$2.79M
BTF
39
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$14M 0.72%
573,882
+20,990
+4% +$483K
EIM
40
Eaton Vance Municipal Bond Fund
EIM
$464M
$13.9M 0.72%
1,172,255
+94,933
+9% +$1.12M
VBF icon
41
Invesco Bond Fund
VBF
$164M
$13.5M 0.7%
739,922
+233,557
+46% +$4.24M
NIQ
42
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$13.4M 0.69%
1,101,986
+437,611
+66% +$5.24M
VGT icon
43
Vanguard Information Technology ETF
VGT
$146B
$13.3M 0.69%
+1,162,160
New +$13.1M
NEA icon
44
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.18B
$13M 0.68%
1,007,425
-190,285
-16% -$2.45M
SWZ
45
Swiss Helvetia Fund
SWZ
$76.5M
$12.7M 0.66%
884,563
-352,351
-28% -$5M
JGT
46
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$12.4M 0.65%
1,186,701
-16,156
-1% -$164K
NQI
47
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$12.4M 0.64%
970,345
+266,242
+38% +$3.36M
IQI icon
48
Invesco Quality Municipal Securities
IQI
$512M
$12.2M 0.63%
1,035,365
+263,597
+34% +$3.08M
BTZ icon
49
BlackRock Credit Allocation Income Trust
BTZ
$896M
$12.1M 0.63%
892,521
+687,853
+336% +$9.1M
SHM icon
50
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$11.9M 0.62%
244,628
-56,450
-19% -$2.75M
1
2
3 4 5

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Karpus Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Karpus Investment Management held 222 positions worth $1.93B, up 7.1% from $1.8B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management deployed $88M of net new capital in Q1 2014, opening 17 new positions and adding to 82 existing holdings. Its largest new stake was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $32M trimmed.

  • Karpus Investment Management's largest Q1 2014 buy was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2014, an estimated $23M increase.
  • Karpus Investment Management's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $32M.
  • Karpus Investment Management fully exited iShares MBS ETF in Q1 2014, selling an estimated $9.68M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2014.
  • Karpus Investment Management opened 17 new positions and closed 31 in Q1 2014.
  • Karpus Investment Management's portfolio value rose 7.1% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.