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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
26
iShares MSCI United Kingdom ETF
EWU
$3.7B
$16.8M 1.07%
428,615
+35,686
+9% +$1.36M
VV icon
27
Vanguard Morningstar Large-Cap ETF
VV
$53.8B
$16.5M 1.05%
212,878
-23,188
-10% -$1.78M
FTT
28
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$15.3M 0.98%
1,193,546
+168,345
+16% +$2.16M
EZU icon
29
iShare MSCI Eurozone ETF
EZU
$9.65B
$15.3M 0.97%
404,356
+42,042
+12% +$1.5M
GF
30
New Germany Fund
GF
$182M
$14.7M 0.94%
713,456
-44,265
-6% -$852K
ZF
31
DELISTED
Virtus Total Return Fund Inc.
ZF
$14.2M 0.91%
1,052,451
+85,732
+9% +$1.14M
BGY icon
32
BlackRock Enhanced International Dividend Trust
BGY
$525M
$13.7M 0.87%
1,780,855
+120,111
+7% +$918K
MBB icon
33
iShares MBS ETF
MBB
$39B
$13.4M 0.86%
126,640
+7,650
+6% +$800K
NQU
34
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$12.7M 0.81%
1,003,819
+487,711
+94% +$6.12M
PMO
35
Franklin Municipal Opportunities Trust
PMO
$264M
$12M 0.76%
1,094,346
+1,404
+0.1% +$15.2K
EWJ icon
36
iShares MSCI Japan ETF
EWJ
$23.6B
$11.1M 0.71%
232,434
+5,346
+2% +$247K
JGT
37
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$11M 0.7%
1,048,739
+590,096
+129% +$6.39M
BTF
38
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$11M 0.7%
502,625
+84,935
+20% +$1.88M
EPP icon
39
iShares MSCI Pacific ex Japan ETF
EPP
$2.24B
$10.7M 0.68%
223,688
-8,292
-4% -$378K
CII icon
40
BlackRock Enhanced Captial and Income Fund
CII
$1.05B
$10M 0.64%
775,245
+70,580
+10% +$916K
FAX
41
abrdn Asia-Pacific Income Fund
FAX
$571M
$9.85M 0.63%
270,874
+106,750
+65% +$3.9M
EWQ icon
42
iShares MSCI France ETF
EWQ
$347M
$9.84M 0.63%
366,161
+13,182
+4% +$337K
EOI
43
Eaton Vance Enhanced Equity Income Fund
EOI
$800M
$9.68M 0.62%
802,360
-355,309
-31% -$4.29M
PZA icon
44
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
$9.53M 0.61%
413,084
-2,220,399
-84% -$51.1M
NZF icon
45
Nuveen Municipal Credit Income Fund
NZF
$2.23B
$9.32M 0.59%
733,504
+441,285
+151% +$5.48M
NVG icon
46
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.46B
$9.31M 0.59%
733,443
+510,067
+228% +$6.36M
BGR icon
47
BlackRock Energy and Resources Trust
BGR
$446M
$8.63M 0.55%
334,261
+168,607
+102% +$4.34M
BNA
48
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$8.39M 0.54%
847,574
+736,646
+664% +$7.22M
RVT icon
49
Royce Value Trust
RVT
$2.17B
$8.39M 0.54%
564,429
-11,417
-2% -$166K
EOS
50
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
$8.06M 0.51%
686,994
-311,055
-31% -$3.67M
1
2
3 4 5

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TC
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CI
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ATC
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NBS
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SYBT
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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.