We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.31B
AUM Growth
+$127M
Cap. Flow
+$91.6M
Cap. Flow %
2.77%
Top 10 Hldgs %
30.08%
Holding
369
New
149
Increased
61
Reduced
79
Closed
68

Top Buys

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$75.3M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$63.4M
3
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
+$34.3M
4
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$30M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$29.8M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$103M
2
LCID icon
Lucid Motors
LCID
+$70.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$58.2M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.5M
5
FFAI
Faraday Future Intelligent Electric
FFAI
+$42.3M

Sector Composition

Rank Sector Weight
1 Financials 9.25%
2 Healthcare 2.95%
3 Industrials 2.83%
4 Communication Services 1.69%
5 Technology 0.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWZ
326
Swiss Helvetia Fund
SWZ
$77.1M
– –
-98,109
Closed -$877K
TALK icon
327
Talkspace
TALK
$869M
– –
-1,430,473
Closed -$15.5M
WEA
328
Western Asset Premier Bond Fund
WEA
$125M
– –
-207,250
Closed -$2.94M
FFAI
329
Faraday Future Intelligent Electric
FFAI
$10.6M
– –
-3
Closed -$42.3M
MUI
330
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-20,698
Closed -$308K
MIMO
331
DELISTED
Airspan Networks Holdings Inc
MIMO
– –
-1,100,737
Closed -$11M
MCOM
332
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
-85
Closed -$6.56M
TMPO
333
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-185,653
Closed -$1.9M
IRNT
334
DELISTED
IronNet, Inc.
IRNT
– –
-419,800
Closed -$4.25M
ML
335
DELISTED
MoneyLion Inc.
ML
– –
-36,013
Closed -$12.2M
REVBU
336
DELISTED
Revelation Biosciences, Inc. Unit
REVBU
– –
-27,200
Closed -$294K
IGAC
337
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-103,500
Closed -$1.05M
RCOR
338
DELISTED
Renovacor, Inc.
RCOR
– –
-187,863
Closed -$1.92M
QNGY
339
DELISTED
Quanergy Systems, Inc.
QNGY
– –
-75,617
Closed -$15.8M
RCHGU
340
DELISTED
Recharge Acquisition Corp. Unit
RCHGU
– –
-97,975
Closed -$1.05M
ASAQ.U
341
DELISTED
Atlantic Avenue Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
ASAQ.U
– –
-150,000
Closed -$1.59M
ETACU
342
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
– –
-40,000
Closed -$426K
FST
343
DELISTED
FAST Acquisition Corp.
FST
– –
-405,583
Closed -$4.15M
GOAC
344
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-417,913
Closed -$4.26M
OTRAU
345
DELISTED
OTR Acquisition Corp. Unit
OTRAU
– –
-344,567
Closed -$3.62M
BTAQU
346
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
– –
-136,625
Closed -$1.54M
VMACU
347
DELISTED
Vistas Media Acquisition Company Inc. Unit
VMACU
– –
-491,163
Closed -$5.29M
YSAC.U
348
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-200,000
Closed -$2.13M
BSN.WS
349
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-66,479
Closed -$74K
TMTSU
350
DELISTED
Spartacus Acquisition Corporation Unit
TMTSU
– –
-24,000
Closed -$254K
11 12 13
14
15

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Karpus Investment Management held 369 positions worth $3.31B, up 4% from $3.18B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Karpus Investment Management's Q1 2021 filing shows 149 new, 61 increased, 79 reduced and 68 closed positions. Its largest new stake was DNP Select Income Fund: 7,367,620 shares worth $72.8M. The largest sale was Duff & Phelps Utility & Corporate Bond Trust, an estimated $103M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, up from 8.6% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q1 2021 buy was DNP Select Income Fund: 7,367,620 shares worth $72.8M.
  • Karpus Investment Management added most to Vanguard Long-Term Bond ETF in Q1 2021, an estimated $63.4M increase.
  • Karpus Investment Management's biggest Q1 2021 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $58.2M.
  • Karpus Investment Management fully exited Duff & Phelps Utility & Corporate Bond Trust in Q1 2021, selling an estimated $103M.
  • Karpus Investment Management's ten largest holdings make up 30% of its $3.31B portfolio in Q1 2021.
  • Karpus Investment Management opened 149 new positions and closed 68 in Q1 2021.
  • Karpus Investment Management's portfolio value rose 4% quarter-over-quarter to $3.31B.

Based on Karpus Investment Management's 13F filing for Q1 2021, filed 17 May 2021.