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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PORT
301
DELISTED
Southport Acquisition Corporation
PORT
– –
-276,065
Closed -$2.9M
IRRX
302
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
– –
-461,500
Closed -$4.94M
FICV
303
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
– –
-59,060
Closed -$609K
KNSW
304
DELISTED
KnightSwan Acquisition Corporation
KNSW
– –
-20,000
Closed -$211K
JGGC
305
DELISTED
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
– –
-295,633
Closed -$3.13M
LFAC
306
DELISTED
LF Capital Acquisition Corp. II Class A Common Stock
LFAC
– –
-14,600
Closed -$155K
SLVR
307
DELISTED
SilverSPAC Inc. Class A Ordinary Share
SLVR
– –
-71,000
Closed -$737K
GFGD
308
DELISTED
The Growth for Good Acquisition Corporation Class A Ordinary Shares
GFGD
– –
-50,900
Closed -$531K
MBSC
309
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
– –
-258,800
Closed -$2.7M
FGMC
310
DELISTED
FG Merger Corp. Common Stock
FGMC
– –
-12,900
Closed -$135K
PNAC
311
DELISTED
Prime Number Acquisition I Corp. Class A Common Stock
PNAC
– –
-464,645
Closed -$4.9M
WAVC
312
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
– –
-204,025
Closed -$2.12M
AGAC
313
DELISTED
African Gold Acquisition Corp
AGAC
– –
-204,155
Closed -$2.15M
ZING
314
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
– –
-96,000
Closed -$1M
HMAC
315
DELISTED
Hainan Manaslu Acquisition Corp. Ordinary shares
HMAC
– –
-200,303
Closed -$2.12M
APMI
316
DELISTED
AxonPrime Infrastructure Acquisition Corporation Class A Common Stock
APMI
– –
-150,000
Closed -$1.54M
AFTR
317
DELISTED
AfterNext HealthTech Acquisition Corp
AFTR
– –
-12,375
Closed -$128K
GENQ
318
DELISTED
Genesis Unicorn Capital Corp. Class A Common Stock
GENQ
– –
-568,521
Closed -$6.11M
DALS
319
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
– –
-53,950
Closed -$554K
TWCB
320
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
– –
-200,000
Closed -$2.03M
ENTF
321
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
– –
-26,000
Closed -$277K
VBOC
322
DELISTED
Viscogliosi Brothers Acquisition Corp Common Stock
VBOC
– –
-359,857
Closed -$3.77M
ARYE
323
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-133,333
Closed -$1.38M
SCAQ
324
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
– –
-740,065
Closed -$7.64M
BWAC
325
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– –
-198,187
Closed -$2.16M
10 11 12
13
14

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.