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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEV
301
Eaton Vance California Municipal Income Trust
CEV
$74.6M
– –
-69,136
Closed -$967K
CII icon
302
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
– –
-35,844
Closed -$738K
DNP icon
303
DNP Select Income Fund
DNP
$4.1B
– –
-2,612,412
Closed -$27.3M
EFG icon
304
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-79,759
Closed -$8.56M
EFV icon
305
iShares MSCI EAFE Value ETF
EFV
$30B
– –
-224,725
Closed -$11.6M
HNW
306
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-633,818
Closed -$9.63M
IWM icon
307
iShares Russell 2000 ETF
IWM
$81.8B
– –
-50,600
Closed -$11.6M
JSPR icon
308
Jasper Therapeutics
JSPR
$29.7M
– –
-43,076
Closed -$4.28M
MYN icon
309
BlackRock MuniYield New York Quality Fund
MYN
$376M
– –
-320,530
Closed -$4.51M
NAD icon
310
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-485,889
Closed -$7.78M
NQP
311
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-23,500
Closed -$355K
SOR
312
Source Capital
SOR
$383M
– –
-5,000
Closed -$228K
VBR icon
313
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
– –
-61,365
Closed -$10.7M
FAM
314
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-464,399
Closed -$4.75M
EFTR
315
DELISTED
eFFECTOR Therapeutics, Inc. Common Stock
EFTR
– –
-5,406
Closed -$1.34M
TWLVW
316
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
– –
-30,900
Closed -$28K
KSM
317
DELISTED
DWS Strategic Municipal Income Trust
KSM
– –
-11,450
Closed -$144K
NIQ
318
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-72,966
Closed -$1.09M
GACQU
319
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– –
-1,019,582
Closed -$10.2M
AGAC.WS
320
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
– –
-86,025
Closed -$54K
CND
321
DELISTED
Concord Acquisition Corp.
CND
– –
-50,000
Closed -$493K
NLITU
322
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
– –
-900,000
Closed -$9.12M
CRXT
323
DELISTED
Clarus Therapeutics Holdings, Inc. Common Stock
CRXT
– –
-769,910
Closed -$7.76M
MYJ
324
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-30,024
Closed -$477K
MCA
325
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-21,615
Closed -$340K
10 11 12
13
14

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.