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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABX
276
Abacus Global Management
ABX
$872M
– –
-953,934
Closed -$9.87M
ACP
277
abrdn Income Credit Strategies Fund
ACP
$641M
– –
-1,536,391
Closed -$10.5M
ACWI icon
278
iShares MSCI ACWI ETF
ACWI
$33.3B
– –
-2,528
Closed -$243K
CII icon
279
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
– –
-76,053
Closed -$1.41M
CLDI icon
280
Calidi Biotherapeutics
CLDI
$4.01M
– –
-13
Closed -$254K
EEMV icon
281
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
– –
-19,860
Closed -$1.09M
FXI icon
282
iShares China Large-Cap ETF
FXI
$4.25B
– –
-115,330
Closed -$3.14M
HQH
283
abrdn Healthcare Investors
HQH
$1.34B
– –
-85,634
Closed -$1.46M
ICOW icon
284
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.85B
– –
-92,705
Closed -$2.76M
IVCA
285
DELISTED
Investcorp India Acquisition Corp
IVCA
– –
-702,326
Closed -$7.5M
MQY icon
286
BlackRock MuniYield Quality Fund
MQY
$814M
– –
-388,803
Closed -$4.5M
PSQH icon
287
PSQ Holdings
PSQH
$13.5M
– –
-4,398
Closed -$678K
RDZN icon
288
Roadzen
RDZN
$112M
– –
-560,660
Closed -$5.97M
VCV icon
289
Invesco California Value Municipal Income Trust
VCV
$527M
– –
-26,822
Closed -$257K
WEA
290
Western Asset Premier Bond Fund
WEA
$125M
– –
-97,262
Closed -$991K
HCVI
291
DELISTED
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
– –
-370,200
Closed -$3.8M
BYNO
292
DELISTED
byNordic Acquisition Corporation Class A Common Stock
BYNO
– –
-16,000
Closed -$169K
PFTA
293
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-65,600
Closed -$681K
THCP
294
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
– –
-149,375
Closed -$1.54M
ASCB
295
DELISTED
A SPAC II Acquisition Corp. Ordinary Shares
ASCB
– –
-537,350
Closed -$5.67M
TCOA
296
DELISTED
Zalatoris Acquisition Corp.
TCOA
– –
-157,559
Closed -$1.63M
PEGR
297
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
– –
-98,500
Closed -$1.02M
TRTL
298
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
– –
-25,629
Closed -$265K
AONC
299
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
– –
-96,175
Closed -$993K
PUCK
300
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-413,508
Closed -$4.29M
10 11
12
13 14

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.