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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSG
276
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$248K 0.01%
25,000
– –
SWET
277
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$245K 0.01%
25,000
– –
AEON icon
278
AEON Biopharma
AEON
$13.3M
$244K 0.01%
347
– –
BIOT
279
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$244K 0.01%
25,000
– –
PEP icon
280
PepsiCo
PEP
$189B
$226K 0.01%
1,500
– –
MCHI icon
281
iShares MSCI China ETF
MCHI
$6.27B
$222K 0.01%
3,290
– –
PG icon
282
Procter & Gamble
PG
$338B
$221K 0.01%
1,584
– –
IGI
283
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95M
$219K 0.01%
+9,900
New +$219K
MDAI icon
284
Spectral AI
MDAI
$54.4M
$189K 0.01%
19,500
-10,500
-35% -$102K
CFV
285
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$186K 0.01%
18,800
-5,000
-21% -$49.2K
GMBT
286
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$182K 0.01%
+18,453
New +$181K
IIM icon
287
Invesco Value Municipal Income Trust
IIM
$595M
$172K 0.01%
10,574
-144,743
-93% -$2.44M
HHLA
288
DELISTED
HH&L Acquisition Co.
HHLA
$171K 0.01%
17,600
– –
VOSO
289
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
$163K ﹤0.01%
16,487
– –
EPWR
290
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$150K ﹤0.01%
15,350
– –
FTAA
291
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$148K ﹤0.01%
15,000
-10,000
-40% -$98.7K
GRCY
292
DELISTED
Greencity Acquisition Corporation Ordinary Shares
GRCY
$135K ﹤0.01%
13,233
– –
AOD
293
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$124K ﹤0.01%
12,700
– –
SPK
294
DELISTED
SPK Acquisition Corp. Common Stock
SPK
$124K ﹤0.01%
+12,600
New +$125K
ATSPT
295
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$117K ﹤0.01%
12,000
– –
ITQ
296
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
$114K ﹤0.01%
11,715
– –
ASG
297
Liberty All-Star Growth Fund
ASG
$345M
$108K ﹤0.01%
12,500
– –
AFB
298
AllianceBernstein National Municipal Income Fund
AFB
$315M
– –
-17,477
Closed -$266K
BKSY icon
299
BlackSky Technology
BKSY
$1.22B
– –
-5,769
Closed -$461K
BNY
300
DELISTED
BlackRock New York Municipal Income Trust
BNY
– –
-40,845
Closed -$617K
10 11
12
13 14

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.