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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMOD
226
Alpha Modus Holdings
AMOD
$22.5M
$646K 0.02%
1,524
-1,000
-40% -$423K
CHN
227
DELISTED
China Fund
CHN
$635K 0.02%
60,040
-326
-0.5% -$3.68K
IWB icon
228
iShares Russell 1000 ETF
IWB
$50B
$582K 0.02%
2,478
-225
-8% -$55.1K
TGAA
229
DELISTED
Target Global Acquisition I Corp. Class A Ordinary Share
TGAA
$568K 0.02%
52,300
– –
SLAM
230
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$545K 0.02%
50,555
-1,500
-3% -$16.1K
MSFT icon
231
Microsoft
MSFT
$3.74T
$537K 0.02%
1,700
– –
APXI
232
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
$525K 0.02%
47,850
– –
WTMA
233
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$497K 0.02%
45,925
– –
SPY icon
234
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$483K 0.02%
1,130
– –
KRNL
235
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$479K 0.02%
45,125
– –
CXAC
236
DELISTED
C5 Acquisition Corporation
CXAC
$472K 0.02%
42,995
-650
-1% -$7.01K
HOVR icon
237
New Horizon Aircraft
HOVR
$136M
$467K 0.02%
44,250
-2,250
-5% -$23.7K
PLMJ
238
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$452K 0.02%
42,850
-6,100
-12% -$64K
IEMG icon
239
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$445K 0.01%
9,342
-320
-3% -$15.8K
HD icon
240
Home Depot
HD
$353B
$423K 0.01%
1,400
– –
RMT
241
Royce Micro-Cap Trust
RMT
$764M
$414K 0.01%
50,000
– –
BRD
242
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
$402K 0.01%
37,425
-4,550
-11% -$48.2K
JAQC
243
DELISTED
Jupiter Acquisition Corporation Common stock
JAQC
$385K 0.01%
37,440
-3,000
-7% -$30.8K
ORCL icon
244
Oracle
ORCL
$419B
$376K 0.01%
3,550
– –
SZZL
245
DELISTED
Sizzle Acquisition Corp. Common stock
SZZL
$370K 0.01%
34,100
-300
-0.9% -$3.24K
LLY icon
246
Eli Lilly
LLY
$1.08T
$365K 0.01%
680
– –
DMYY
247
DELISTED
dMY Squared
DMYY
$353K 0.01%
33,800
– –
VMCA
248
DELISTED
Valuence Merger Corp. I Class A Ordinary Shares
VMCA
$352K 0.01%
31,750
– –
BCAT icon
249
BlackRock Capital Allocation Term Trust
BCAT
$1.69B
$322K 0.01%
22,250
-175
-0.8% -$2.62K
PRLH
250
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$320K 0.01%
30,600
– –
8 9
10
11 12

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.