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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAUD
226
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$802K 0.02%
+82,000
New +$799K
PAFO
227
DELISTED
Pacifico Acquisition Corp. Common Stock
PAFO
$788K 0.02%
+80,200
New +$788K
MGU
228
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$766K 0.02%
32,851
+23,671
+258% +$559K
SPTK
229
DELISTED
SportsTek Acquisition Corp. Class A Common Stock
SPTK
$761K 0.02%
78,000
– –
MACQ
230
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$740K 0.02%
75,000
– –
COCH icon
231
Envoy Medical
COCH
$59.3M
$713K 0.02%
73,420
– –
MACA
232
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$698K 0.02%
71,975
-3,025
-4% -$29.2K
HCCC
233
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$654K 0.02%
66,345
+10,136
+18% +$99.5K
TACA
234
DELISTED
Trepont Acquisition Corp I
TACA
$640K 0.02%
64,239
– –
SMB icon
235
VanEck Short Muni ETF
SMB
$314M
$636K 0.02%
35,343
– –
CET
236
Central Securities Corp
CET
$1.63B
$634K 0.02%
+15,000
New +$635K
DFNS
237
T3 Defense Inc
DFNS
$37M
$619K 0.02%
85
– –
QTEK
238
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$596K 0.02%
60,000
– –
HD icon
239
Home Depot
HD
$353B
$591K 0.02%
1,800
– –
FSNB
240
DELISTED
Fusion Acquisition Corp. II
FSNB
$583K 0.02%
60,001
-15,000
-20% -$145K
IEV icon
241
iShares Europe ETF
IEV
$1.7B
$560K 0.02%
10,740
– –
SPY icon
242
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$558K 0.02%
1,300
– –
IQI icon
243
Invesco Quality Municipal Securities
IQI
$534M
$525K 0.02%
39,865
– –
MON
244
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$488K 0.01%
50,000
– –
MACC
245
DELISTED
Mission Advancement Corp.
MACC
$486K 0.01%
50,000
– –
MIN
246
Aberdeen Intermediate Income Fund
MIN
$280M
$485K 0.01%
133,951
-2,594,049
-95% -$9.59M
CPTK
247
DELISTED
Crown PropTech Acquisitions
CPTK
$485K 0.01%
49,700
– –
TWNI
248
DELISTED
Tailwind International Acquisition Corp.
TWNI
$484K 0.01%
49,925
-75
-0.2% -$727
MSFT icon
249
Microsoft
MSFT
$3.74T
$479K 0.01%
1,700
– –
MOND
250
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$476K 0.01%
48,825
-1,175
-2% -$11.4K
8 9
10
11 12

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.