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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $1.51M | 0.12% |
74,491
+35,512
| +91% | +$716K |
|
202
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $1.5M | 0.12% |
15,598
+715
| +5% | +$69.3K |
|
203
GSK
GSK
$103B
| $1.49M | 0.12% |
25,826
+10,402
| +67% | +$638K |
|
204
RTX Corp
RTX
$287B
| $1.48M | 0.12% |
22,384
-1,486
| -6% | -$102K |
|
205
Deere & Co
DE
$170B
| $1.47M | 0.12% |
17,980
-32,750
| -65% | -$2.8M |
|
206
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
| $1.46M | 0.12% |
14,097
+1,582
| +13% | +$167K |
|
|
MMP
207
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.43M | 0.11% |
16,935
-1,378
| -8% | -$115K |
|
208
Baidu
BIDU
$35.8B
| $1.42M | 0.11% |
+6,534
| New | +$1.38M |
|
|
RMT
209
Royce Micro-Cap Trust
RMT
$736M
| $1.42M | 0.11% |
121,197
+2,742
| +2% | +$33.7K |
|
210
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $1.42M | 0.11% |
35,657
-21,048
| -37% | -$876K |
|
211
Visa
V
$677B
| $1.41M | 0.11% |
26,552
+1,528
| +6% | +$82.1K |
|
212
Vanguard Small-Cap ETF
VB
$79.5B
| $1.4M | 0.11% |
12,671
+2,281
| +22% | +$261K |
|
213
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.39M | 0.11% |
63,393
-27,899
| -31% | -$607K |
|
214
Citigroup
C
$222B
| $1.39M | 0.11% |
26,912
+10,840
| +67% | +$545K |
|
215
Blackstone
BX
$104B
| $1.39M | 0.11% |
44,843
+4,201
| +10% | +$137K |
|
216
iShares US Home Construction ETF
ITB
$2.41B
| $1.38M | 0.11% |
61,739
+18,638
| +43% | +$438K |
|
|
RTN
217
DELISTED
Raytheon Company
RTN
| $1.38M | 0.11% |
13,619
+920
| +7% | +$88.2K |
|
|
MRO
218
DELISTED
Marathon Oil Corporation
MRO
| $1.38M | 0.11% |
36,556
-771
| -2% | -$30.6K |
|
219
Global X SuperDividend ETF
SDIV
$1.21B
| $1.38M | 0.11% |
19,200
+416
| +2% | +$31.9K |
|
220
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $1.38M | 0.11% |
16,275
+1,844
| +13% | +$159K |
|
221
Amazon
AMZN
$2.5T
| $1.37M | 0.11% |
+85,040
| New | +$1.41M |
|
222
Plains All American Pipeline
PAA
$17.4B
| $1.37M | 0.11% |
23,211
+958
| +4% | +$56.2K |
|
223
Annaly Capital Management
NLY
$16.9B
| $1.36M | 0.11% |
+31,994
| New | +$1.46M |
|
224
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $1.36M | 0.11% |
135,847
+23,088
| +20% | +$238K |
|
225
Emerson Electric
EMR
$82.9B
| $1.36M | 0.11% |
21,603
-518
| -2% | -$33.6K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.