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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.19%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.33B
AUM Growth
+$84.4M
(+6.8%)
Cap. Flow
+$63.5M
Cap. Flow
% of AUM
4.77%
Top 10 Holdings %
Top 10 Hldgs %
14.46%
Holding
1,084
New
137
Increased
489
Reduced
323
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$26M |
| 2 |
ProShares Ultra Russell2000
UWM
|
+$13.5M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$9.07M |
| 4 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$6.26M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$5.99M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$24.6M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$14.1M |
| 3 |
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
|
+$6.21M |
| 4 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$3.97M |
| 5 |
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
|
+$3.78M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.39% |
| 2 | Healthcare | 6.17% |
| 3 | Energy | 6.17% |
| 4 | Financials | 5.97% |
| 5 | Industrials | 4.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $1.6M | 0.12% |
27,261
+186
| +0.7% | +$11.4K |
|
|
ETG
202
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
| $1.59M | 0.12% |
94,643
-1,305
| -1% | -$21.8K |
|
203
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $1.58M | 0.12% |
121,611
+1,751
| +1% | +$22.5K |
|
204
Novartis
NVS
$295B
| $1.57M | 0.12% |
20,493
+619
| +3% | +$45.1K |
|
205
Clorox
CLX
$11.6B
| $1.57M | 0.12% |
17,889
+2,103
| +13% | +$185K |
|
|
SHPG
206
DELISTED
Shire pic
SHPG
| $1.52M | 0.11% |
+10,287
| New | +$1.59M |
|
207
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $1.52M | 0.11% |
46,914
-3,508
| -7% | -$114K |
|
208
Vanguard Mid-Cap ETF
VO
$106B
| $1.51M | 0.11% |
53,404
+676
| +1% | +$18.8K |
|
209
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
| $1.5M | 0.11% |
19,410
+7,859
| +68% | +$613K |
|
210
American Airlines Group
AAL
$9.58B
| $1.49M | 0.11% |
40,694
-33,739
| -45% | -$1.15M |
|
|
KYE
211
DELISTED
Kayne Anderson Energy
KYE
| $1.48M | 0.11% |
54,013
-8,908
| -14% | -$241K |
|
|
EEP
212
DELISTED
Enbridge Energy Partners
EEP
| $1.48M | 0.11% |
53,907
-3,363
| -6% | -$94.1K |
|
213
SLB Ltd
SLB
$77.8B
| $1.47M | 0.11% |
14,981
-153
| -1% | -$13.8K |
|
|
CIM
214
Chimera Investment
CIM
$1.05B
| $1.47M | 0.11% |
32,037
+4,039
| +14% | +$188K |
|
215
Home Depot
HD
$332B
| $1.46M | 0.11% |
18,353
+556
| +3% | +$44.2K |
|
216
Emerson Electric
EMR
$82.9B
| $1.46M | 0.11% |
21,824
-40,163
| -65% | -$2.64M |
|
217
Eli Lilly
LLY
$1.07T
| $1.45M | 0.11% |
24,670
+1,209
| +5% | +$67.5K |
|
|
MRO
218
DELISTED
Marathon Oil Corporation
MRO
| $1.45M | 0.11% |
40,552
+19,126
| +89% | +$644K |
|
219
Consolidated Edison
ED
$41.6B
| $1.45M | 0.11% |
27,154
-4,924
| -15% | -$267K |
|
220
iShares MSCI United Kingdom ETF
EWU
$4.04B
| $1.45M | 0.11% |
35,310
-7,977
| -18% | -$329K |
|
221
Cummins
CMI
$91.7B
| $1.45M | 0.11% |
9,761
+72
| +0.7% | +$10K |
|
222
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
| $1.45M | 0.11% |
28,152
+8,244
| +41% | +$406K |
|
223
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $1.42M | 0.11% |
105,086
-154
| -0.1% | -$2.04K |
|
224
iShares North American Natural Resources ETF
IGE
$747M
| $1.42M | 0.11% |
32,024
-2,190
| -6% | -$93.8K |
|
225
Vodafone
VOD
$34.9B
| $1.41M | 0.11% |
38,076
-32,578
| -46% | -$1.26M |
|
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First Allied Advisory Services's Q1 2014 Portfolio in Review
As of Q1 2014, First Allied Advisory Services held 1,084 positions worth $1.33B, up 6.8% from $1.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $63.5M of net new capital in Q1 2014, opening 137 new positions and adding to 489 existing holdings. Its largest new stake was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
By sector, the portfolio is most concentrated in Technology at 6.4% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $24.6M trimmed.
- First Allied Advisory Services's largest Q1 2014 buy was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $26M increase.
- First Allied Advisory Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $24.6M.
- First Allied Advisory Services fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $14.1M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.33B portfolio in Q1 2014.
- First Allied Advisory Services opened 137 new positions and closed 82 in Q1 2014.
- First Allied Advisory Services's portfolio value rose 6.8% quarter-over-quarter to $1.33B.
Based on First Allied Advisory Services's 13F filing for Q1 2014, filed 15 May 2014.