First Allied Advisory Services’s Cummins CMI Stock Holding History

First Allied Advisory Services’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$555K	Sell	2,628 -714	-21%	-$142K	0.02%	657
2020 Q2	$579K	Sell	3,342 -1,047	-24%	-$167K	0.02%	604
2020 Q1	$594K	Sell	4,389 -852	-16%	-$133K	0.03%	550
2019 Q4	$940K	Sell	5,241 -596	-10%	-$105K	0.03%	493
2019 Q3	$939K	Sell	5,837 -1,609	-22%	-$257K	0.03%	486
2019 Q2	$1.28M	Buy	7,446 +61	+0.8%	+$9.99K	0.04%	411
2019 Q1	$1.17M	Buy	7,385 +346	+5%	+$51.9K	0.04%	417
2018 Q4	$945K	Sell	7,039 -59	-0.8%	-$8.33K	0.04%	431
2018 Q3	$1.04M	Buy	7,098 +4	+0.1%	+$563	0.04%	455
2018 Q2	$945K	Sell	7,094 -1,793	-20%	-$268K	0.04%	472
2018 Q1	$1.44M	Buy	8,887 +608	+7%	+$104K	0.06%	355
2017 Q4	$1.46M	Buy	8,279 +958	+13%	+$164K	0.06%	346
2017 Q3	$1.23M	Sell	7,321 -762	-9%	-$123K	0.05%	357
2017 Q2	$1.3M	Sell	8,083 -432	-5%	-$67K	0.06%	345
2017 Q1	$1.28M	Sell	8,515 -204	-2%	-$30.2K	0.07%	308
2016 Q4	$1.19M	Sell	8,719 -2,420	-22%	-$324K	0.06%	337
2016 Q3	$1.43M	Sell	11,139 -603	-5%	-$73.2K	0.08%	274
2016 Q2	$1.32M	Buy	11,742 +1,583	+16%	+$179K	0.07%	284
2016 Q1	$1.12M	Sell	10,159 -2,782	-21%	-$269K	0.06%	312
2015 Q4	$1.14M	Buy	12,941 +4,642	+56%	+$464K	0.06%	338
2015 Q3	$894K	Sell	8,299 -4,717	-36%	-$583K	0.05%	380
2015 Q2	$1.71M	Buy	13,016 +651	+5%	+$89.5K	0.08%	289
2015 Q1	$1.72M	Buy	12,365 +2,366	+24%	+$333K	0.11%	215
2014 Q4	$1.43M	Sell	9,999 -1,629	-14%	-$230K	0.1%	233
2014 Q3	$1.53M	Buy	11,628 +2,012	+21%	+$290K	0.12%	198
2014 Q2	$1.48M	Sell	9,616 -145	-1%	-$21.9K	0.11%	218
2014 Q1	$1.45M	Buy	9,761 +72	+0.7%	+$10K	0.11%	221
2013 Q4	$1.37M	Buy	9,689 +493	+5%	+$65.4K	0.11%	226
2013 Q3	$1.22M	Buy	9,196 +625	+7%	+$77.1K	0.07%	264
2013 Q2	$927K	Buy	+8,571	New	+$973K	0.07%	277

Other funds holding CMI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

First Allied Advisory Services's CMI Position: Q3 2020 in Review

First Allied Advisory Services reduced its Cummins (CMI) stake by 21% in Q3 2020, selling an estimated $142K and leaving 2,628 shares worth $555K. The position accounts for 0.02% of the portfolio, ranked #657.

First Allied Advisory Services first reported a position in CMI in Q2 2013 and has held it in 30 quarters since. The position peaked at $1.72M in Q1 2015. 1,076 funds tracked by Wall St. Rank hold CMI as of Q3 2020.

First Allied Advisory Services held 2,628 shares of Cummins worth $555K as of Q3 2020.
First Allied Advisory Services sold 714 Cummins shares in Q3 2020, an estimated $142K.
Cummins made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #657 holding.
First Allied Advisory Services first reported a position in Cummins in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Cummins position peaked at $1.72M in Q1 2015.
1,076 funds tracked by Wall St. Rank held Cummins as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.