First Allied Advisory Services’s Chimera Investment CIM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$744K	Buy	30,260 +2,716	+10%	+$72.3K	0.03%	571
2020 Q2	$794K	Buy	27,544 +1,386	+5%	+$35.6K	0.03%	509
2020 Q1	$714K	Buy	26,158 +6,371	+32%	+$362K	0.03%	486
2019 Q4	$1.22M	Buy	19,787 +3,143	+19%	+$192K	0.04%	416
2019 Q3	$979K	Buy	16,644 +10,013	+151%	+$583K	0.03%	471
2019 Q2	$375K	Buy	+6,631	New	+$376K	0.01%	793
2016 Q1	–	Sell	-6,527	Closed	-$267K	–	1021
2015 Q4	$267K	Buy	+6,527	New	+$274K	0.01%	831
2015 Q2	–	Sell	-1,542	Closed	-$74K	–	1144
2015 Q1	$74K	Sell	1,542 -2,774	-64%	-$133K	﹤0.01%	1038
2014 Q4	$209K	Sell	4,316 -1,823	-30%	-$88.1K	0.02%	910
2014 Q3	$281K	Sell	6,139 -26,281	-81%	-$1.27M	0.02%	756
2014 Q2	$1.55M	Buy	32,420 +383	+1%	+$18K	0.11%	208
2014 Q1	$1.47M	Buy	32,037 +4,039	+14%	+$188K	0.11%	214
2013 Q4	$1.31M	Sell	27,998 -91	-0.3%	-$4.14K	0.1%	228
2013 Q3	$1.27M	Sell	28,089 -18,243	-39%	-$811K	0.07%	258
2013 Q2	$2.08M	Buy	+46,332	New	+$2.2M	0.17%	165