We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FTC icon
176
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$1.81M 0.14%
41,419
+34,196
+473% +$1.5M
HCT
177
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$1.78M 0.14%
170,676
-44,108
-21% -$474K
MXI icon
178
iShares Global Materials ETF
MXI
$338M
$1.77M 0.14%
29,458
+11,532
+64% +$737K
NSC icon
179
Norfolk Southern
NSC
$78.8B
$1.77M 0.14%
15,846
-1,894
-11% -$201K
SJNK icon
180
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.76M 0.14%
58,996
-185,035
-76% -$5.63M
FAX
181
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.75M 0.14%
+49,307
New +$1.81M
FCX icon
182
Freeport-McMoran
FCX
$90B
$1.74M 0.14%
53,419
-15,491
-22% -$563K
SO icon
183
Southern Company
SO
$110B
$1.74M 0.14%
40,033
-17,336
-30% -$762K
XLI icon
184
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.73M 0.14%
32,391
+7,024
+28% +$377K
RPV icon
185
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$1.7M 0.14%
32,130
+3,678
+13% +$198K
VBK icon
186
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.69M 0.13%
14,120
-199
-1% -$24.7K
IP icon
187
International Paper
IP
$22.3B
$1.69M 0.13%
37,160
+16,563
+80% +$763K
UNH icon
188
UnitedHealth
UNH
$382B
$1.69M 0.13%
19,500
-486
-2% -$41.1K
SDY icon
189
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.68M 0.13%
22,386
-8,789
-28% -$667K
MA icon
190
Mastercard
MA
$477B
$1.66M 0.13%
22,367
+2,542
+13% +$194K
IYC icon
191
iShares US Consumer Discretionary ETF
IYC
$1.12B
$1.66M 0.13%
+53,416
New +$1.67M
BABA icon
192
Alibaba
BABA
$269B
$1.63M 0.13%
+18,354
New +$1.65M
MINT icon
193
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.59M 0.13%
15,638
+4,977
+47% +$505K
CHI
194
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.57M 0.12%
116,371
-181,630
-61% -$2.5M
YUM icon
195
Yum! Brands
YUM
$41B
$1.54M 0.12%
29,730
+4,810
+19% +$256K
XLB icon
196
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.53M 0.12%
61,886
+9,938
+19% +$248K
KMI icon
197
Kinder Morgan
KMI
$73.1B
$1.53M 0.12%
39,628
+10,046
+34% +$382K
CMI icon
198
Cummins
CMI
$91.7B
$1.53M 0.12%
11,628
+2,012
+21% +$290K
FXO icon
199
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.52M 0.12%
69,618
+47,369
+213% +$1.05M
HD icon
200
Home Depot
HD
$332B
$1.52M 0.12%
16,667
-4,283
-20% -$367K

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.