FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Return 15.9%
This Quarter Return
+4.85%
1 Year Return
+15.9%
3 Year Return
+33.56%
5 Year Return
+71.83%
10 Year Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90.5M
Cap. Flow %
3.6%
Top 10 Hldgs %
17.17%
Holding
1,579
New
457
Increased
546
Reduced
464
Closed
53

Top Buys

1
GAB icon
Gabelli Equity Trust
GAB
$10.8M
2
HFRO
Highland Opportunities and Income Fund
HFRO
$9.72M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
$8.72M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$7.91M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
$6.45M

Top Sells

1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$5.69M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
$5.6M
3
GSK icon
GSK
GSK
$4.5M
4
MBB icon
iShares MBS ETF
MBB
$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$3.36M

Sector Composition

1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VPL icon
1101
Vanguard FTSE Pacific ETF
VPL
$7.79B
$176K 0.01%
+2,416
New +$176K
DHY
1102
Credit Suisse High Yield Bond Fund
DHY
$217M
$175K 0.01%
62,000
+29,000
+88% +$81.9K
EFV icon
1103
iShares MSCI EAFE Value ETF
EFV
$27.8B
$175K 0.01%
3,147
-31,928
-91% -$1.78M
AOR icon
1104
iShares Core 60/40 Balanced Allocation ETF
AOR
$2.69B
$174K 0.01%
3,853
-846
-18% -$38.2K
PFLT icon
1105
PennantPark Floating Rate Capital
PFLT
$1.02B
$174K 0.01%
12,683
+1,173
+10% +$16.1K
GER
1106
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$174K 0.01%
3,148
– –
DBC icon
1107
Invesco DB Commodity Index Tracking Fund
DBC
$1.26B
$173K 0.01%
10,380
-3,676
-26% -$61.3K
EVM
1108
Eaton Vance California Municipal Bond Fund
EVM
$226M
$173K 0.01%
15,123
-547
-3% -$6.26K
NZF icon
1109
Nuveen Municipal Credit Income Fund
NZF
$2.36B
$173K 0.01%
11,353
+9
+0.1% +$137
RWR icon
1110
SPDR Dow Jones REIT ETF
RWR
$1.84B
$173K 0.01%
1,873
-1,823
-49% -$168K
VNM icon
1111
VanEck Vietnam ETF
VNM
$586M
$173K 0.01%
+9,700
New +$173K
PHO icon
1112
Invesco Water Resources ETF
PHO
$2.29B
$170K 0.01%
+5,649
New +$170K
RIG icon
1113
Transocean
RIG
$2.9B
$170K 0.01%
15,702
-19,819
-56% -$215K
ASHR icon
1114
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
$169K 0.01%
+5,337
New +$169K
FDT icon
1115
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$613M
$169K 0.01%
+2,702
New +$169K
IAE
1116
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$76.9M
$168K 0.01%
15,927
-744
-4% -$7.85K
BIZD icon
1117
VanEck BDC Income ETF
BIZD
$1.68B
$167K 0.01%
+10,073
New +$167K
EHI
1118
Western Asset Global High Income Fund
EHI
$199M
$166K 0.01%
16,201
+601
+4% +$6.16K
FXU icon
1119
First Trust Utilities AlphaDEX Fund
FXU
$1.7B
$166K 0.01%
6,374
-1,758
-22% -$45.8K
PKB icon
1120
Invesco Building & Construction ETF
PKB
$291M
$165K 0.01%
+4,854
New +$165K
FEI
1121
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$164K 0.01%
10,465
+64
+0.6% +$1K
AGEN
1122
Agenus
AGEN
$138M
$163K 0.01%
2,548
– –
HTGC icon
1123
Hercules Capital
HTGC
$3.49B
$162K 0.01%
12,398
-1,249
-9% -$16.3K
DTD icon
1124
WisdomTree US Total Dividend Fund
DTD
$1.43B
$161K 0.01%
+3,482
New +$161K
SLYG icon
1125
SPDR S&P 600 Small Cap Growth ETF
SLYG
$3.56B
$160K 0.01%
+2,804
New +$160K
43 44
45
46 47