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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPL icon
1101
Vanguard FTSE Pacific ETF
VPL
$8.05B
$176K 0.01%
+2,416
New +$172K
DHY
1102
Credit Suisse High Yield Credit Fund
DHY
$238M
$175K 0.01%
62,000
+29,000
+88% +$82K
EFV icon
1103
iShares MSCI EAFE Value ETF
EFV
$27.6B
$175K 0.01%
3,147
-31,928
-91% -$1.75M
AOR icon
1104
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$174K 0.01%
3,853
-846
-18% -$38.4K
PFLT icon
1105
PennantPark Floating Rate Capital
PFLT
$681M
$174K 0.01%
12,683
+1,173
+10% +$16.5K
GER
1106
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$174K 0.01%
3,148
– –
DBC icon
1107
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$173K 0.01%
10,380
-3,676
-26% -$58.7K
EVM
1108
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$173K 0.01%
15,123
-547
-3% -$6.5K
NZF icon
1109
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$173K 0.01%
11,353
+9
+0.1% +$137
RWR icon
1110
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$173K 0.01%
1,873
-1,823
-49% -$171K
VNM icon
1111
VanEck Vietnam ETF
VNM
$491M
$173K 0.01%
+9,700
New +$158K
PHO icon
1112
Invesco Water Resources ETF
PHO
$1.97B
$170K 0.01%
+5,649
New +$167K
RIG icon
1113
Transocean
RIG
$5.92B
$170K 0.01%
15,702
-19,819
-56% -$206K
ASHR icon
1114
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.35B
$169K 0.01%
+5,337
New +$164K
FDT icon
1115
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$169K 0.01%
+2,702
New +$164K
IAE
1116
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
$168K 0.01%
15,927
-744
-4% -$7.9K
BIZD icon
1117
VanEck BDC Income ETF
BIZD
$1.58B
$167K 0.01%
+10,073
New +$173K
EHI
1118
Western Asset Global High Income Fund
EHI
$175M
$166K 0.01%
16,201
+601
+4% +$6.08K
FXU icon
1119
First Trust Utilities AlphaDEX Fund
FXU
$840M
$166K 0.01%
6,374
-1,758
-22% -$47.7K
PKB icon
1120
Invesco Building & Construction ETF
PKB
$438M
$165K 0.01%
+4,854
New +$161K
FEI
1121
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$164K 0.01%
10,465
+64
+0.6% +$935
AGEN
1122
Agenus
AGEN
$249M
$163K 0.01%
2,548
– –
HTGC icon
1123
Hercules Capital
HTGC
$2.94B
$162K 0.01%
12,398
-1,249
-9% -$16.3K
DTD icon
1124
WisdomTree US Total Dividend Fund
DTD
$1.65B
$161K 0.01%
+3,482
New +$157K
SLYG icon
1125
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$160K 0.01%
+2,804
New +$162K
43 44
45
46 47

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.