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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONV icon
1076
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$191K 0.01%
3,480
-7,056
-67% -$374K
BLW icon
1077
BlackRock Limited Duration Income Trust
BLW
$491M
$190K 0.01%
11,896
– –
PPT
1078
Franklin Premier Income Trust
PPT
$323M
$190K 0.01%
36,039
+127
+0.4% +$670
WIW
1079
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$190K 0.01%
16,635
+5,080
+44% +$57.3K
IEV icon
1080
iShares Europe ETF
IEV
$1.63B
$189K 0.01%
+3,970
New +$186K
RPV icon
1081
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$189K 0.01%
2,845
-7,596
-73% -$484K
SNLN
1082
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$189K 0.01%
10,410
-3,203
-24% -$58.5K
SPFF icon
1083
Global X SuperIncome Preferred ETF
SPFF
$139M
$187K 0.01%
15,388
-925
-6% -$11.4K
CNDT icon
1084
Conduent
CNDT
$230M
$185K 0.01%
11,412
+793
+7% +$12.4K
AIVL icon
1085
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$184K 0.01%
+2,083
New +$180K
FXN icon
1086
First Trust Energy AlphaDEX Fund
FXN
$398M
$184K 0.01%
+11,791
New +$171K
PTH icon
1087
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
$184K 0.01%
+7,713
New +$178K
REZ icon
1088
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$183K 0.01%
+2,975
New +$189K
MGV icon
1089
Vanguard Mega Cap Value ETF
MGV
$13.2B
$182K 0.01%
+2,372
New +$176K
NMZ icon
1090
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$182K 0.01%
13,354
+207
+2% +$2.83K
VKI icon
1091
Invesco Advantage Municipal Income Trust II
VKI
$394M
$182K 0.01%
16,050
– –
KBA icon
1092
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$181K 0.01%
+5,269
New +$181K
SCHM icon
1093
Schwab US Mid-Cap ETF
SCHM
$14.6B
$181K 0.01%
+10,221
New +$176K
SGDJ icon
1094
Sprott Junior Gold Miners ETF
SGDJ
$272M
$181K 0.01%
5,275
-582
-10% -$19.3K
IWY icon
1095
iShares Russell Top 200 Growth ETF
IWY
$16B
$180K 0.01%
2,490
-3,141
-56% -$224K
XNTK icon
1096
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
$180K 0.01%
+2,117
New +$176K
NEO icon
1097
NeoGenomics
NEO
$1.81B
$177K 0.01%
19,951
– –
BBK
1098
DELISTED
Blackrock Municipal Bond Trust
BBK
$177K 0.01%
11,737
-1,500
-11% -$22.8K
BDJ icon
1099
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$176K 0.01%
19,194
+1,044
+6% +$9.51K
KRE icon
1100
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$176K 0.01%
2,996
-4,059
-58% -$233K
42 43
44
45 46

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.