First Allied Advisory Services’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

First Allied Advisory Services’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,441	Closed	-$187K	–	1247
2018 Q2	$187K	Buy	10,441 +81	+0.8%	+$1.48K	0.01%	1066
2018 Q1	$191K	Sell	10,360 -50	-0.5%	-$916	0.01%	1062
2017 Q4	$189K	Sell	10,410 -3,203	-24%	-$58.5K	0.01%	1082
2017 Q3	$251K	Sell	13,613 -1,416	-9%	-$26K	0.01%	896
2017 Q2	$277K	Buy	15,029 +1,686	+13%	+$31.2K	0.01%	874
2017 Q1	$248K	Hold	13,343	–	–	0.01%	872
2016 Q4	$250K	Buy	+13,343	New	+$248K	0.01%	878

Other funds holding SNLN

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

First Allied Advisory Services's SNLN Position: Q3 2018 in Review

First Allied Advisory Services sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q3 2018, closing a stake of 10,441 shares — an estimated $187K sold.

First Allied Advisory Services first reported a position in SNLN in Q4 2016 and held it in 7 quarters. The position peaked at $277K in Q2 2017. 64 funds tracked by Wall St. Rank hold SNLN as of Q3 2018.

First Allied Advisory Services reported no remaining Highland/iBoxx Senior Loan ETF position as of Q3 2018 after selling out during the quarter.
First Allied Advisory Services sold 10,441 Highland/iBoxx Senior Loan ETF shares in Q3 2018, an estimated $187K.
First Allied Advisory Services first reported a position in Highland/iBoxx Senior Loan ETF in Q4 2016 and held it in 7 quarters.
First Allied Advisory Services's Highland/iBoxx Senior Loan ETF position peaked at $277K in Q2 2017.
64 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q3 2018.

Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.