TD Ameritrade Investment Management’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-2,873	Closed	-$46K	–	653
2021 Q4	$46K	Sell	2,873 -556	-16%	-$8.88K	﹤0.01%	357
2021 Q3	$54K	Buy	3,429 +554	+19%	+$8.9K	﹤0.01%	319
2021 Q2	$46K	Sell	2,875 -191	-6%	-$3.08K	﹤0.01%	349
2021 Q1	$49K	Hold	3,066	–	–	﹤0.01%	338
2020 Q4	$49K	Sell	3,066 -363	-11%	-$5.75K	﹤0.01%	338
2020 Q3	$54K	Sell	3,429 -2	-0.1%	-$32	﹤0.01%	319
2020 Q2	$54K	Hold	3,431	–	–	﹤0.01%	302
2020 Q1	$53K	Sell	3,431 -1,077	-24%	-$18.1K	﹤0.01%	286
2019 Q4	$79K	Sell	4,508 -4,566	-50%	-$79.5K	﹤0.01%	267
2019 Q3	$158K	Sell	9,074 -14,051	-61%	-$246K	﹤0.01%	193
2019 Q2	$406K	Sell	23,125 -5,582,256	-100%	-$98.9M	﹤0.01%	162
2019 Q1	$98.7M	Sell	5,605,381 -1,984,299	-26%	-$34.8M	0.83%	30
2018 Q4	$130M	Sell	7,589,680 -1,628,451	-18%	-$29.1M	1.2%	21
2018 Q3	$168M	Sell	9,218,131 -1,543,340	-14%	-$28.1M	1.37%	19
2018 Q2	$195M	Buy	10,761,471 +326,784	+3%	+$5.96M	1.66%	15
2018 Q1	$191M	Buy	10,434,687 +477,437	+5%	+$8.74M	2.08%	12
2017 Q4	$181M	Buy	9,957,250 +330,382	+3%	+$6.03M	2.06%	12
2017 Q3	$176M	Buy	9,626,868 +248,915	+3%	+$4.57M	2.18%	12
2017 Q2	$172M	Buy	9,377,953 +4,317,021	+85%	+$80M	2.31%	12
2017 Q1	$93.9M	Buy	5,060,932 +209,652	+4%	+$3.91M	1.38%	20
2016 Q4	$91M	Buy	4,851,280 +1,092,921	+29%	+$20.3M	1.52%	16
2016 Q3	$70.1M	Sell	3,758,359 -556,508	-13%	-$10.3M	1.2%	17
2016 Q2	$79.3M	Buy	+4,314,867	New	+$79.5M	1.48%	15