AA
SNLN

ALPS Advisors’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

ALPS Advisors’s Portfolio SNLN Stock Details SNLN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-670,328
Closed -$12.2M – 963
2018
Q3 		$12.2M Buy
670,328
+2,325
+0.3% +$42.3K 0.08% 115
2018
Q2 		$12.1M Sell
668,003
-109,883
-14% -$2.01M 0.08% 117
2018
Q1 		$14.3M Sell
777,886
-7,783
-1% -$143K 0.11% 101
2017
Q4 		$14.3M Sell
785,669
-53,616
-6% -$979K 0.1% 99
2017
Q3 		$15.4M Buy
839,285
+10,954
+1% +$201K 0.11% 98
2017
Q2 		$15.2M Buy
828,331
+446,540
+117% +$8.27M 0.11% 109
2017
Q1 		$7.09M Sell
381,791
-1,173
-0.3% -$21.9K 0.05% 120
2016
Q4 		$7.18M Buy
382,964
+341,386
+821% +$6.35M 0.05% 122
2016
Q3 		$775K Buy
+41,578
New +$772K 0.01% 235

Other funds holding SNLN

TAIM
TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
MIM
Morningstar Investment Management Chicago, Illinois $1.62B AUM 15.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return
PAG
Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
CFGF
Compass Financial Group (Florida) Deerfield Beach, Florida $222M AUM 13.65% 1-Year Est. Return