Bank of New York Mellon

Bank of New York Mellon’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bank of New York Mellon’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-11,046	Closed	-$171K	–	4173
2020 Q1	$171K	Buy	11,046 +1	+0%	+$17	﹤0.01%	3784
2019 Q4	$194K	Sell	11,045 -36,527	-77%	-$636K	﹤0.01%	3924
2019 Q3	$830K	Sell	47,572 -33,290	-41%	-$583K	﹤0.01%	3277
2019 Q2	$1.42M	Buy	80,862 +178	+0.2%	+$3.15K	﹤0.01%	3003
2019 Q1	$1.42M	Sell	80,684 -1,245	-2%	-$21.9K	﹤0.01%	2964
2018 Q4	$1.41M	Buy	+81,929	New	+$1.46M	﹤0.01%	2915

Other funds holding SNLN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Gill Capital Partners Denver, Colorado $348M AUM 14.74% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Stifel Financial

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return