First Foundation Advisors’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-11,854	Closed	-$190K	–	445
2020 Q4	$190K	Sell	11,854 -1,343	-10%	-$21.3K	0.01%	394
2020 Q3	$208K	Sell	13,197 -8,403	-39%	-$134K	0.01%	348
2020 Q2	$340K	Sell	21,600 -16,277	-43%	-$257K	0.02%	264
2020 Q1	$586K	Sell	37,877 -26,014	-41%	-$437K	0.04%	211
2019 Q4	$1.12M	Buy	63,891 +2,223	+4%	+$38.7K	0.06%	170
2019 Q3	$1.08M	Buy	61,668 +6,883	+13%	+$121K	0.06%	160
2019 Q2	$961K	Sell	54,785 -13,875	-20%	-$246K	0.05%	171
2019 Q1	$1.21M	Sell	68,660 -2,678	-4%	-$47K	0.07%	154
2018 Q4	$1.23M	Sell	71,338 -3,359	-4%	-$60.1K	0.08%	158
2018 Q3	$1.36M	Buy	74,697 +19,044	+34%	+$346K	0.08%	144
2018 Q2	$1.01M	Buy	55,653 +23	+0%	+$420	0.06%	160
2018 Q1	$1.02M	Sell	55,630 -1,684	-3%	-$30.8K	0.06%	161
2017 Q4	$1.04M	Buy	57,314 +10,890	+23%	+$199K	0.06%	172
2017 Q3	$850K	Buy	46,424 +428	+0.9%	+$7.86K	0.05%	155
2017 Q2	$846K	Buy	45,996 +3,464	+8%	+$64.2K	0.05%	171
2017 Q1	$789K	Sell	42,532 -128,583	-75%	-$2.4M	0.05%	159
2016 Q4	$3.21M	Buy	+171,115	New	+$3.18M	0.21%	82