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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NIM icon
1076
Nuveen Select Maturities Municipal Fund
NIM
$117M
-11,815
Closed -$121K
NMI icon
1077
Nuveen Municipal Income
NMI
$130M
-10,000
Closed -$110K
OIS icon
1078
Oil States International
OIS
$522M
-6,888
Closed -$442K
PACB icon
1079
Pacific Biosciences
PACB
$422M
-35,932
Closed -$221K
PANW icon
1080
Palo Alto Networks
PANW
$264B
-29,880
Closed -$416K
PBR icon
1081
Petrobras
PBR
$121B
-13,025
Closed -$189K
PDM
1082
Piedmont Realty Trust
PDM
$1.22B
-37,516
Closed -$710K
PEGA icon
1083
Pegasystems
PEGA
$4.41B
-88,688
Closed -$937K
PKB icon
1084
Invesco Building & Construction ETF
PKB
$438M
-27,385
Closed -$611K
PLD icon
1085
Prologis
PLD
$138B
-7,266
Closed -$298K
PMF
1086
DELISTED
PIMCO Municipal Income Fund
PMF
-78,700
Closed -$1.13M
PMX
1087
DELISTED
PIMCO Municipal Income Fund III
PMX
-54,000
Closed -$598K
PNW icon
1088
Pinnacle West Capital
PNW
$12.9B
-3,809
Closed -$223K
PODD icon
1089
Insulet
PODD
$11.3B
-5,378
Closed -$213K
REFR icon
1090
Research Frontiers
REFR
$16.1M
-18,000
Closed -$109K
RSPG icon
1091
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$572M
-2,857
Closed -$265K
RWT
1092
Redwood Trust
RWT
$616M
-13,801
Closed -$268K
RYN icon
1093
Rayonier
RYN
$6.49B
-23,882
Closed -$774K
SAND
1094
DELISTED
Sandstorm Gold
SAND
-16,230
Closed -$113K
SCCO icon
1095
Southern Copper
SCCO
$141B
-7,944
Closed -$223K
SDS icon
1096
ProShares UltraShort S&P500
SDS
$406M
-1,190
Closed -$3.1M
SHW icon
1097
Sherwin-Williams
SHW
$78.3B
-5,079
Closed -$344K
SIFY
1098
Sify Technologies
SIFY
$1.02B
-4,554
Closed -$58K
SLYV icon
1099
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
-4,366
Closed -$240K
SMB icon
1100
VanEck Short Muni ETF
SMB
$312M
-15,425
Closed -$273K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.