First Allied Advisory Services’s Nuveen Municipal Income NMI Stock Holding History

First Allied Advisory Services’s Portfolio NMI Stock Details NMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,000	Closed	-$110K	–	1079
2014 Q2	$110K	Hold	10,000	–	–	0.01%	937
2014 Q1	$112K	Sell	10,000 -9,978	-50%	-$109K	0.01%	945
2013 Q4	$202K	Hold	19,978	–	–	0.02%	819
2013 Q3	$201K	Hold	19,978	–	–	0.01%	882
2013 Q2	$215K	Buy	+19,978	New	+$234K	0.02%	806

Other funds holding NMI

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SSWM

Sheets Smith Wealth Management Winston-Salem, North Carolina $1B AUM 29.77% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Allied Advisory Services's NMI Position: Q3 2014 in Review

First Allied Advisory Services sold out of Nuveen Municipal Income (NMI) in Q3 2014, closing a stake of 10,000 shares — an estimated $110K sold.

First Allied Advisory Services first reported a position in NMI in Q2 2013 and held it in 5 quarters. The position peaked at $215K in Q2 2013. 19 funds tracked by Wall St. Rank hold NMI as of Q3 2014.

First Allied Advisory Services reported no remaining Nuveen Municipal Income position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 10,000 Nuveen Municipal Income shares in Q3 2014, an estimated $110K.
First Allied Advisory Services first reported a position in Nuveen Municipal Income in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's Nuveen Municipal Income position peaked at $215K in Q2 2013.
19 funds tracked by Wall St. Rank held Nuveen Municipal Income as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.