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Nuveen Municipal Income
NMI

19 hedge funds and large institutions have $2.73M invested in Nuveen Municipal Income in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.01% more ownership

Funds ownership: 2.99% → 3% (+0.01%)

0% more funds holding

Funds holding: 19 → 19 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

0% less capital invested

Capital invested by funds: $2.73M → $2.73M (-$3K)

Holders
19
Holders Change
–
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
3
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$198K
2
Bank of America
Bank of America
North Carolina
+$17.5K
3
Citigroup
Citigroup
New York
+$773
4
TRCT
Tower Research Capital (TRC)
New York
+$751
5
GSC
Ground Swell Capital
South Carolina
+$552

Top Sellers

Rank Fund Capital Flow
1
FAAS
First Allied Advisory Services
California
-$110K
2
LPL Financial
LPL Financial
California
-$56.8K
3
M&T Bank
M&T Bank
New York
-$26K
4
WAM
Wolverine Asset Management
Illinois
-$8.43K
5
DSC
Duncker Streett & Co
Missouri
-$3.68K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
1
Capital Investment Advisors
Georgia
$475K – – –
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$406K – – –
Wells Fargo
3
Wells Fargo
California
$365K +$198K +17,936 +117%
LPL Financial
4
LPL Financial
California
$289K -$56.8K -5,144 -16%
Goldman Sachs
5
Goldman Sachs
New York
$282K – – –
Bank of America
6
Bank of America
North Carolina
$279K +$17.5K +1,583 +7%
Morgan Stanley
7
Morgan Stanley
New York
$268K – – –
SSWM
8
Sheets Smith Wealth Management
North Carolina
$137K – – –
LNB
9
Ledyard National Bank
$118K – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$22K – – –
US Bancorp
11
US Bancorp
Minnesota
$22K – – –
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$20K – – –
CHC
13
City Holding Co
West Virginia
$16K – – –
U
14
UBS
Switzerland
$11K – – –
Citigroup
15
Citigroup
New York
$9K +$773 +70 +10%
DSC
16
Duncker Streett & Co
Missouri
$7K -$3.68K -333 -33%
GSC
17
Ground Swell Capital
South Carolina
$1K +$552 +50 New
TRCT
18
Tower Research Capital (TRC)
New York
$1K +$751 +68 New
FAAS
19
First Allied Advisory Services
California
– -$110K -10,000 Closed
M&T Bank
20
M&T Bank
New York
– -$26K -2,330 Closed
WAM
21
Wolverine Asset Management
Illinois
– -$8.43K -763 -91%

NMI Hedge Fund Activity: Q3 2014 in Review

19 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Nuveen Municipal Income (NMI) for Q3 2014, worth a combined $2.73M — down 0.11% from $2.73M a quarter earlier.

Fund positioning in NMI was balanced in Q3 2014: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 3 trimmed.

The largest buyer was Wells Fargo, adding an estimated $198K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $110K sold.

  • 19 institutional investors held Nuveen Municipal Income (NMI) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $2.73M of Nuveen Municipal Income stock for Q3 2014, down 0.11% quarter-over-quarter.
  • 2 funds opened new Nuveen Municipal Income positions in Q3 2014 and 2 closed out, a net change of 0 holders.
  • The largest Nuveen Municipal Income buyer in Q3 2014 was Wells Fargo, an estimated $198K added.
  • The largest Nuveen Municipal Income seller in Q3 2014 was First Allied Advisory Services, an estimated $110K sold.

Based on aggregated 13F filings for Q3 2014.