First Allied Advisory Services’s VanEck Short Muni ETF SMB Stock Holding History

First Allied Advisory Services’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-900	Closed	-$16K	–	1553
2019 Q3	$16K	Buy	+900	New	+$16K	﹤0.01%	1495
2018 Q1	–	Sell	-2,775	Closed	-$48K	–	1456
2017 Q4	$48K	Buy	+2,775	New	+$48.4K	﹤0.01%	1308
2014 Q3	–	Sell	-15,425	Closed	-$273K	–	1102
2014 Q2	$273K	Hold	15,425	–	–	0.02%	752
2014 Q1	$273K	Sell	15,425 -500	-3%	-$8.81K	0.02%	760
2013 Q4	$284K	Sell	15,925 -3,950	-20%	-$69.2K	0.02%	683
2013 Q3	$358K	Buy	19,875 +8,298	+72%	+$145K	0.02%	662
2013 Q2	$206K	Buy	+11,577	New	+$205K	0.02%	823

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWMCB

EisnerAmper Wealth Management Corporate Benefits Iselin, New Jersey $274M AUM 12.56% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

RWA

Redhawk Wealth Advisors Minneapolis, Minnesota $1.02B AUM 35.15% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

First Allied Advisory Services's SMB Position: Q4 2019 in Review

First Allied Advisory Services sold out of VanEck Short Muni ETF (SMB) in Q4 2019, closing a stake of 900 shares — an estimated $16K sold.

First Allied Advisory Services first reported a position in SMB in Q2 2013 and held it in 7 quarters. The position peaked at $358K in Q3 2013. 73 funds tracked by Wall St. Rank hold SMB as of Q4 2019.

First Allied Advisory Services reported no remaining VanEck Short Muni ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 900 VanEck Short Muni ETF shares in Q4 2019, an estimated $16K.
First Allied Advisory Services first reported a position in VanEck Short Muni ETF in Q2 2013 and held it in 7 quarters.
First Allied Advisory Services's VanEck Short Muni ETF position peaked at $358K in Q3 2013.
73 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.