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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $7.46M | 0.3% |
67,736
+5,351
| +9% | +$593K |
|
77
Alphabet (Google) Class C
GOOG
$3.89T
| $7.34M | 0.29% |
140,720
+3,960
| +3% | +$202K |
|
78
Gilead Sciences
GILD
$162B
| $7.28M | 0.29% |
101,559
-6,765
| -6% | -$514K |
|
|
GRX
79
Gabelli Healthcare & Wellness Trust
GRX
$140M
| $7.26M | 0.29% |
704,192
+79,680
| +13% | +$795K |
|
80
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
| $7.23M | 0.29% |
132,237
+15,433
| +13% | +$813K |
|
81
iShares Russell 2000 ETF
IWM
$81.2B
| $7.18M | 0.29% |
47,125
+6,874
| +17% | +$1.03M |
|
82
Amgen
AMGN
$201B
| $7.17M | 0.29% |
41,238
+1,950
| +5% | +$345K |
|
83
iShares Russell 1000 Value ETF
IWD
$81.3B
| $7.17M | 0.29% |
57,726
-7,753
| -12% | -$940K |
|
84
AbbVie
ABBV
$454B
| $7.14M | 0.28% |
73,850
-4,990
| -6% | -$470K |
|
85
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $7.13M | 0.28% |
20,668
+77
| +0.4% | +$25.9K |
|
86
iShares Core MSCI Europe ETF
IEUR
$8.61B
| $7.13M | 0.28% |
141,853
+24,968
| +21% | +$1.24M |
|
87
Walt Disney
DIS
$161B
| $7.13M | 0.28% |
66,139
+1,486
| +2% | +$153K |
|
88
Southern Company
SO
$109B
| $7.12M | 0.28% |
146,826
+1,973
| +1% | +$101K |
|
89
Vanguard Small-Cap Value ETF
VBR
$36.8B
| $6.91M | 0.28% |
51,961
+3,972
| +8% | +$517K |
|
90
Procter & Gamble
PG
$342B
| $6.91M | 0.27% |
75,277
-3,204
| -4% | -$288K |
|
91
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
| $6.9M | 0.27% |
112,576
+19,269
| +21% | +$1.15M |
|
|
92
iShares S&P 500 Growth ETF
IVW
$72.9B
| $6.88M | 0.27% |
180,376
-146,856
| -45% | -$5.49M |
|
93
Emerson Electric
EMR
$81.2B
| $6.8M | 0.27% |
96,908
+1,184
| +1% | +$76.7K |
|
94
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
| $6.78M | 0.27% |
137,588
-6,258
| -4% | -$294K |
|
95
Qualcomm
QCOM
$180B
| $6.62M | 0.26% |
103,428
-1,702
| -2% | -$103K |
|
96
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.35B
| $6.54M | 0.26% |
106,922
+76,664
| +253% | +$4.58M |
|
97
Alibaba
BABA
$273B
| $6.5M | 0.26% |
37,684
+3,461
| +10% | +$620K |
|
98
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $6.46M | 0.26% |
133,091
+49,488
| +59% | +$2.45M |
|
99
Vanguard Dividend Appreciation ETF
VIG
$110B
| $6.41M | 0.26% |
62,808
-3,109
| -5% | -$306K |
|
100
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
| $6.36M | 0.25% |
132,944
-1,954
| -1% | -$92.1K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.