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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
ProShares Ultra Russell2000
UWM
$255M
| $3.71M | 0.29% |
195,744
-30,460
| -13% | -$632K |
|
77
Pfizer
PFE
$140B
| $3.68M | 0.29% |
130,873
-109,064
| -45% | -$3.06M |
|
78
iShares National Muni Bond ETF
MUB
$45.1B
| $3.47M | 0.28% |
31,671
+4,065
| +15% | +$443K |
|
79
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $3.47M | 0.28% |
77,566
-51,968
| -40% | -$2.35M |
|
80
iShares US Real Estate ETF
IYR
$4.59B
| $3.46M | 0.27% |
50,197
-907
| -2% | -$65.7K |
|
81
Ford
F
$57.3B
| $3.46M | 0.27% |
235,030
+4,627
| +2% | +$79.1K |
|
82
Coca-Cola
KO
$354B
| $3.46M | 0.27% |
80,938
-8,456
| -9% | -$350K |
|
83
iShares Russell 1000 Growth ETF
IWF
$122B
| $3.42M | 0.27% |
149,196
-9,368
| -6% | -$215K |
|
84
Vanguard Information Technology ETF
VGT
$139B
| $3.31M | 0.26% |
262,272
+52,616
| +25% | +$654K |
|
85
iShares US Basic Materials ETF
IYM
$1.16B
| $3.27M | 0.26% |
37,994
-27,866
| -42% | -$2.44M |
|
86
BP
BP
$113B
| $3.23M | 0.26% |
+90,274
| New | +$3.58M |
|
87
Philip Morris
PM
$301B
| $3.07M | 0.24% |
36,755
-1,687
| -4% | -$143K |
|
88
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $3.06M | 0.24% |
54,609
+30,650
| +128% | +$1.68M |
|
89
Cisco
CSCO
$450B
| $3.04M | 0.24% |
120,512
-54,053
| -31% | -$1.36M |
|
90
Starbucks
SBUX
$118B
| $3.01M | 0.24% |
79,026
+1,704
| +2% | +$65.9K |
|
91
iShares Russell 1000 Value ETF
IWD
$82B
| $2.99M | 0.24% |
29,809
-156
| -0.5% | -$15.8K |
|
92
AbbVie
ABBV
$458B
| $2.99M | 0.24% |
51,616
+19
| +0% | +$1.05K |
|
|
ESRX
93
DELISTED
Express Scripts Holding Company
ESRX
| $2.98M | 0.24% |
42,136
-1,176
| -3% | -$83.8K |
|
94
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $2.94M | 0.23% |
77,624
+1,504
| +2% | +$58.3K |
|
95
iShares US Energy ETF
IYE
$1.74B
| $2.9M | 0.23% |
56,125
-22,439
| -29% | -$1.24M |
|
96
Duke Energy
DUK
$102B
| $2.87M | 0.23% |
38,577
-8,370
| -18% | -$611K |
|
97
Gabelli Dividend & Income Trust
GDV
$2.6B
| $2.86M | 0.23% |
134,338
-4,374
| -3% | -$95K |
|
98
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.85M | 0.23% |
37,094
-2,801
| -7% | -$217K |
|
99
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $2.85M | 0.23% |
54,076
-23,054
| -30% | -$1.22M |
|
100
Invesco Senior Loan ETF
BKLN
$7.1B
| $2.82M | 0.22% |
116,437
-147,383
| -56% | -$3.63M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.