First Allied Advisory Services’s Invesco Senior Loan ETF BKLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,891	Closed	-$67K	–	1225
2019 Q3	$67K	Buy	+2,891	New	+$65.6K	﹤0.01%	1304
2019 Q1	–	Sell	-49,339	Closed	-$1.08M	–	1158
2018 Q4	$1.08M	Buy	49,339 +8,497	+21%	+$193K	0.04%	400
2018 Q3	$944K	Sell	40,842 -14,275	-26%	-$329K	0.03%	483
2018 Q2	$1.27M	Buy	55,117 +15,985	+41%	+$369K	0.05%	393
2018 Q1	$904K	Buy	39,132 +4,484	+13%	+$104K	0.03%	476
2017 Q4	$802K	Sell	34,648 -22,810	-40%	-$527K	0.03%	503
2017 Q3	$1.33M	Sell	57,458 -12,367	-18%	-$286K	0.06%	344
2017 Q2	$1.62M	Sell	69,825 -3,504	-5%	-$81.4K	0.07%	294
2017 Q1	$1.71M	Buy	73,329 +5,864	+9%	+$137K	0.09%	240
2016 Q4	$1.58M	Sell	67,465 -11,638	-15%	-$270K	0.08%	264
2016 Q3	$1.84M	Sell	79,103 -5,527	-7%	-$128K	0.1%	224
2016 Q2	$1.95M	Buy	84,630 +33,704	+66%	+$773K	0.11%	216
2016 Q1	$1.15M	Sell	50,926 -33,561	-40%	-$747K	0.06%	308
2015 Q4	$1.89M	Sell	84,487 -32,737	-28%	-$745K	0.1%	231
2015 Q3	$2.7M	Buy	117,224 +14,420	+14%	+$339K	0.15%	161
2015 Q2	$2.45M	Sell	102,804 -440	-0.4%	-$10.6K	0.11%	218
2015 Q1	$2.49M	Sell	103,244 -20,531	-17%	-$493K	0.16%	158
2014 Q4	$2.97M	Buy	123,775 +7,338	+6%	+$178K	0.22%	111
2014 Q3	$2.82M	Sell	116,437 -147,383	-56%	-$3.63M	0.22%	100
2014 Q2	$6.61M	Buy	263,820 +25,152	+11%	+$624K	0.48%	41
2014 Q1	$5.97M	Buy	238,668 +117,065	+96%	+$2.91M	0.45%	42
2013 Q4	$3.07M	Sell	121,603 -274,933	-69%	-$6.82M	0.25%	113
2013 Q3	$9.86M	Buy	396,536 +103,735	+35%	+$2.57M	0.57%	29
2013 Q2	$7.3M	Buy	+292,801	New	+$7.34M	0.58%	25