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Invesco Senior Loan ETF

273 hedge funds and large institutions have $3.19B invested in Invesco Senior Loan ETF in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 123 increasing their positions, 68 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

141% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 22

81% more repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 68

12% more funds holding in top 10

Funds holding in top 10: 3337 (+4)

11% more funds holding

Funds holding: 246273 (+27)

11% more capital invested

Capital invested by funds: $2.88B → $3.19B (+$313M)

0.68% less ownership

Funds ownership: 51.2%50.52% (-0.68%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.26M

Holders
273
Holders Change
+27
Holders Change %
+10.98%
% of All Funds
7.92%
Holding in Top 10
37
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+12.12%
% of All Funds
1.07%
New
53
Increased
123
Reduced
68
Closed
22
Calls
Puts
$1.26M
Net Calls
-$1.26M
Net Calls Change
+$654K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$210M +$26.8M +1,081,253 +15%
Bank of America
2
Bank of America
North Carolina
$195M +$7.53M +303,600 +4%
Goldman Sachs
3
Goldman Sachs
New York
$194M +$35.2M +1,419,234 +22%
U
4
UBS
Switzerland
$191M -$5.15M -207,461 -3%
Wells Fargo
5
Wells Fargo
California
$179M -$11.7M -471,159 -6%
TD Asset Management
6
TD Asset Management
Ontario, Canada
$167M -$19.4M -783,100 -10%
AB
7
Aozora Bank
Japan
$150M +$150M +6,040,000 New
BCM
8
Bluefin Capital Management
New York
$87.1M +$86.8M +3,500,837 New
Invesco
9
Invesco
Georgia
$81.7M +$17.8M +718,826 +28%
BCI
10
Brinker Capital Investments
Pennsylvania
$81.7M -$965K -38,895 -1%
WI
11
WBI Investments
New Jersey
$72.6M -$6.49M -261,800 -8%
IA
12
IndexIQ Advisors
New York
$64.2M +$8.92M +359,722 +16%
LPL Financial
13
LPL Financial
California
$63.7M +$10.1M +408,636 +19%
QI
14
QS Investors
New York
$59.2M +$30.3M +1,223,526 +106%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$56.1M -$1.73M -69,949 -3%
VA
16
Valmark Advisers
Ohio
$53M +$3.5M +141,037 +7%
SMA
17
Simply Money Advisors
Ohio
$48.6M +$502K +20,256 +1%
GC
18
Guggenheim Capital
Illinois
$43.5M +$5.54M +223,288 +15%
JP Morgan Chase
19
JP Morgan Chase
New York
$40.2M +$30.1M +1,213,087 +302%
Wellington Management Group
20
Wellington Management Group
Massachusetts
$38.4M
Neuberger Berman Group
21
Neuberger Berman Group
New York
$31.5M +$3.81M +153,800 +14%
BTS
22
BB&T Securities
Virginia
$27.5M -$1.41M -56,975 -34%
CNB
23
City National Bank
California
$27.1M +$13.8M +554,711 +103%
HCM
24
Hilton Capital Management
New York
$26.2M
EC
25
Everest Capital
Florida
$25.1M +$25M +1,010,000 New

BKLN Hedge Fund Activity: Q4 2013 in Review

273 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Senior Loan ETF (BKLN) for Q4 2013, worth a combined $3.19B — up 11% from $2.88B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new BKLN positions and 22 closed out — a net gain of 31 holders — while 123 added to existing stakes and 68 trimmed.

The largest buyer was Aozora Bank, opening a new position worth an estimated $150M. The largest seller was RiverFront Investment Group, cutting an estimated $94.1M.

  • 273 institutional investors held Invesco Senior Loan ETF (BKLN) as of Q4 2013, up from 246 in Q3 2013.
  • Funds reported $3.19B of Invesco Senior Loan ETF stock for Q4 2013, up 11% quarter-over-quarter.
  • 53 funds opened new Invesco Senior Loan ETF positions in Q4 2013 and 22 closed out, a net change of +31 holders.
  • The largest Invesco Senior Loan ETF buyer in Q4 2013 was Aozora Bank, an estimated $150M added.
  • The largest Invesco Senior Loan ETF seller in Q4 2013 was RiverFront Investment Group, an estimated $94.1M sold.

Based on aggregated 13F filings for Q4 2013.