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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EWY icon
851
iShares MSCI South Korea ETF
EWY
$21.7B
$231K 0.02%
3,836
-1,913
-33% -$124K
LUMO
852
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$231K 0.02%
+1,206
New +$265K
SRF
853
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$231K 0.02%
2,570
-700
-21% -$69.6K
AKS
854
DELISTED
AK Steel Holding Corp
AKS
$231K 0.02%
+28,529
New +$266K
EUO icon
855
ProShares UltraShort Euro
EUO
$35.6M
$230K 0.02%
+11,500
New +$210K
FXZ icon
856
First Trust Materials AlphaDEX Fund
FXZ
$378M
$230K 0.02%
7,156
+170
+2% +$5.69K
UTX.PRA
857
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$230K 0.02%
4,010
-952
-19% -$58.1K
BGS icon
858
B&G Foods
BGS
$285M
$228K 0.02%
8,268
-1,382
-14% -$40.8K
DINO icon
859
HF Sinclair
DINO
$15.9B
$228K 0.02%
5,213
-57,897
-92% -$2.7M
DSE
860
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$228K 0.02%
+1,280
New +$246K
BTU
861
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$228K 0.02%
+1,248
New +$284K
MUH
862
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$227K 0.02%
15,259
-178
-1% -$2.67K
NZH
863
DELISTED
Nuveen Calif Div
NZH
$227K 0.02%
17,830
+509
+3% +$6.46K
XAR icon
864
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$226K 0.02%
4,490
+370
+9% +$18.5K
DY icon
865
Dycom Industries
DY
$12.9B
$225K 0.02%
7,325
-159
-2% -$4.84K
NPP
866
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$225K 0.02%
15,450
-1,556
-9% -$22.4K
NPI
867
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$224K 0.02%
16,742
-1,100
-6% -$14.8K
DPO
868
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$224K 0.02%
16,797
-12,750
-43% -$172K
UPL
869
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$223K 0.02%
9,560
-33,648
-78% -$844K
SNDK
870
DELISTED
SANDISK CORP
SNDK
$223K 0.02%
2,297
+113
+5% +$11.1K
ALB icon
871
Albemarle
ALB
$13.5B
$222K 0.02%
+3,805
New +$247K
MDYG icon
872
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$221K 0.02%
5,859
-33
-0.6% -$1.27K
TRST
873
Trustco Bank Corp NY
TRST
$977M
$221K 0.02%
6,865
BBY icon
874
Best Buy
BBY
$18B
$220K 0.02%
+6,565
New +$206K
MAA icon
875
Mid-America Apartment Communities
MAA
$15.6B
$219K 0.02%
3,343
+468
+16% +$33.3K

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.