First Allied Advisory Services’s First Trust Materials AlphaDEX Fund FXZ Stock Holding History

First Allied Advisory Services’s Portfolio FXZ Stock Details FXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-8,007	Closed	-$339K	–	1207
2018 Q2	$339K	Buy	+8,007	New	+$343K	0.01%	832
2018 Q1	–	Sell	-2,122	Closed	-$94K	–	1266
2017 Q4	$94K	Sell	2,122 -8,225	-79%	-$344K	﹤0.01%	1208
2017 Q3	$413K	Sell	10,347 -805	-7%	-$31.3K	0.02%	685
2017 Q2	$430K	Buy	11,152 +90	+0.8%	+$3.42K	0.02%	672
2017 Q1	$416K	Buy	11,062 +3,750	+51%	+$141K	0.02%	662
2016 Q4	$262K	Buy	+7,312	New	+$255K	0.01%	850
2014 Q4	–	Sell	-7,156	Closed	-$230K	–	1061
2014 Q3	$230K	Buy	7,156 +170	+2%	+$5.69K	0.02%	857
2014 Q2	$237K	Sell	6,986 -106	-1%	-$3.54K	0.02%	813
2014 Q1	$237K	Buy	+7,092	New	+$229K	0.02%	820

Other funds holding FXZ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KCM

Karp Capital Management Sausalito, California $489M AUM 12.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

First Allied Advisory Services's FXZ Position: Q3 2018 in Review

First Allied Advisory Services sold out of First Trust Materials AlphaDEX Fund (FXZ) in Q3 2018, closing a stake of 8,007 shares — an estimated $339K sold.

First Allied Advisory Services first reported a position in FXZ in Q1 2014 and held it in 9 quarters. The position peaked at $430K in Q2 2017. 73 funds tracked by Wall St. Rank hold FXZ as of Q3 2018.

First Allied Advisory Services reported no remaining First Trust Materials AlphaDEX Fund position as of Q3 2018 after selling out during the quarter.
First Allied Advisory Services sold 8,007 First Trust Materials AlphaDEX Fund shares in Q3 2018, an estimated $339K.
First Allied Advisory Services first reported a position in First Trust Materials AlphaDEX Fund in Q1 2014 and held it in 9 quarters.
First Allied Advisory Services's First Trust Materials AlphaDEX Fund position peaked at $430K in Q2 2017.
73 funds tracked by Wall St. Rank held First Trust Materials AlphaDEX Fund as of Q3 2018.

Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.