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First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

66 hedge funds and large institutions have $208M invested in First Trust Materials AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
16
Increased
20
Reduced
21
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$42.9M
2
Ameriprise
Ameriprise
Minnesota
$4.71M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$11.5M
4
NA
Navellier & Associates
Nevada
$6.89M
5
AIM
Astor Investment Management
Illinois
$2.25M

Top Sellers

1
HA
Hays Advisory
Tennessee
$18.2M
2
Wells Fargo
Wells Fargo
California
$27.4M
3
UBS Group
UBS Group
Switzerland
$3.79M
4
SAM
Shamrock Asset Management
Texas
$6.22M
5
CAN
Cetera Advisor Networks
California
$485K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$42.9M +$14.9M +415,843 +53%
Wells Fargo
2
Wells Fargo
California
$27.4M -$8.79M -245,328 -24%
HA
3
Hays Advisory
Tennessee
$18.2M -$10.2M -285,382 -36%
Bank of America
4
Bank of America
North Carolina
$17.6M -$1.11M -30,958 -6%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.5M +$3.75M +104,749 +48%
BTS
6
BB&T Securities
Virginia
$7.24M – – –
RJA
7
Raymond James & Associates
Florida
$7.19M -$2.01M -55,976 -22%
NA
8
Navellier & Associates
Nevada
$6.89M +$2.36M +65,772 +52%
SAM
9
Shamrock Asset Management
Texas
$6.22M -$7.63M -213,081 -55%
LPL Financial
10
LPL Financial
California
$5.11M +$663K +18,313 +15%
Ameriprise
11
Ameriprise
Minnesota
$4.71M +$4.43M +123,588 +1,562%
SAM
12
SignalPoint Asset Management
Missouri
$4.47M -$460K -12,845 -9%
BFA
13
Beaumont Financial Advisors
Massachusetts
$4.02M +$925K +25,826 +30%
PFA
14
Pinnacle Family Advisors
Missouri
$3.99M +$3.99M +111,250 New
UBS Group
15
UBS Group
Switzerland
$3.79M -$8.56M -239,018 -69%
FHA
16
First Horizon Advisors
Tennessee
$3.66M – – –
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$3.39M +$1.11M +30,868 +49%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$3.04M +$1.34M +37,252 +78%
UCFA
19
United Capital Financial Advisors
Texas
$2.77M -$1.25M -34,978 -31%
SG Americas Securities
20
SG Americas Securities
New York
$2.32M +$1.57M +43,752 +208%
AIM
21
Astor Investment Management
Illinois
$2.25M +$2.25M +62,771 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.05M +$936K +26,158 +84%
HFS
23
HL Financial Services
Kentucky
$1.75M +$1.75M +48,741 New
Stifel Financial
24
Stifel Financial
Missouri
$1.29M -$502K -13,973 -28%
CA
25
Cetera Advisors
Colorado
$1.16M +$1.16M +32,438 New
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