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First Trust Materials AlphaDEX Fund

71 hedge funds and large institutions have $87.6M invested in First Trust Materials AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

64% more capital invested

Capital invested by funds: $53.3M → $87.6M (+$34.3M)

16% more funds holding

Funds holding: 6171 (+10)

11.4% more ownership

Funds ownership: 44.01%55.41% (+11%)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

Holders
71
Holders Change
+10
Holders Change %
+16.39%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
19
Reduced
22
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FEM
1
Fulcrum Equity Management
Texas
$14.6M +$14.1M +364,434 +1,104,345%
NA
2
Navellier & Associates
Nevada
$11.4M +$10.9M +283,375 New
Bank of America
3
Bank of America
North Carolina
$7.5M +$1.06M +27,528 +17%
Wells Fargo
4
Wells Fargo
California
$6.81M -$782K -20,275 -11%
Morgan Stanley
5
Morgan Stanley
New York
$5.77M -$1.35M -35,043 -20%
VCM
6
Virtue Capital Management
Tennessee
$3.92M +$15.8K +410 +0.4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$3.34M -$18.9K -491 -0.6%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.28M +$1.51M +39,198 +222%
CW
9
CreativeOne Wealth
Kansas
$2.18M +$2.1M +54,409 New
LPL Financial
10
LPL Financial
California
$2.11M -$122K -3,155 -6%
FEG
11
Financial Enhancement Group
Indiana
$1.88M +$1.81M +46,942 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.65M -$1.19M -30,758 -43%
UBS Group
13
UBS Group
Switzerland
$1.64M +$104K +2,702 +7%
ACP
14
Aveo Capital Partners
Colorado
$1.54M -$136K -3,522 -8%
BCM
15
Barometer Capital Management
Ontario, Canada
$1.39M +$1.34M +34,800 New
Stifel Financial
16
Stifel Financial
Missouri
$1.27M +$966K +25,049 +369%
MPW
17
Monterey Private Wealth
California
$1.24M +$1.19M +30,859 New
Truist Financial
18
Truist Financial
North Carolina
$1.23M +$1.18M +30,635 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.12M +$66.9K +1,734 +7%
OAM
20
Occidental Asset Management
California
$1.07M -$29.2K -758 -3%
SL
21
Savior LLC
Massachusetts
$1.04M +$1M +26,060 New
Baird Financial Group
22
Baird Financial Group
Wisconsin
$1.04M -$87.9K -2,279 -8%
Goldman Sachs
23
Goldman Sachs
New York
$999K -$854K -22,159 -47%
AA
24
Advisory Alpha
Michigan
$931K +$116K +3,002 +15%
Jane Street
25
Jane Street
New York
$917K +$284K +7,377 +48%

FXZ Hedge Fund Activity: Q4 2019 in Review

71 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2019, worth a combined $87.6M — up 64% from $53.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXZ positions and 6 closed out — a net gain of 11 holders — while 19 added to existing stakes and 22 trimmed.

The largest buyer was Fulcrum Equity Management, adding an estimated $14.1M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.84M sold.

  • 71 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2019, up from 61 in Q3 2019.
  • Funds reported $87.6M of First Trust Materials AlphaDEX Fund stock for Q4 2019, up 64% quarter-over-quarter.
  • 17 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2019 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2019 was Fulcrum Equity Management, an estimated $14.1M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2019 was Citadel Advisors, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2019.