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First Trust Materials AlphaDEX Fund

40 hedge funds and large institutions have $47.1M invested in First Trust Materials AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 4 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

8% more funds holding

Funds holding: 3740 (+3)

3.29% more ownership

Funds ownership: 50.24%53.53% (+3.3%)

13% less capital invested

Capital invested by funds: $54.4M → $47.1M (-$7.31M)

80% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 20

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
4
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.5M -$404K -14,668 -4%
Goldman Sachs
2
Goldman Sachs
New York
$8.3M +$5.87M +213,291 +381%
Wells Fargo
3
Wells Fargo
California
$5.62M -$2.24M -81,353 -31%
Bank of America
4
Bank of America
North Carolina
$3.93M -$5.97M -216,883 -63%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.11M +$1.88M +68,318 New
UBS Group
6
UBS Group
Switzerland
$1.86M -$1.36M -49,336 -45%
RPG
7
Risk Paradigm Group
Texas
$1.53M +$1.37M +49,765 New
LPL Financial
8
LPL Financial
California
$1.46M -$73.2K -2,660 -5%
SAM
9
SignalPoint Asset Management
Missouri
$1.31M -$2.08M -75,744 -64%
RJA
10
Raymond James & Associates
Florida
$1.3M +$410K +14,899 +55%
HFS
11
HL Financial Services
Kentucky
$1.28M +$1.15M +41,673 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$983K -$387K -14,049 -31%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$710K -$233K -8,463 -27%
BCM
14
Barometer Capital Management
Ontario, Canada
$549K +$490K +17,800 New
Citadel Advisors
15
Citadel Advisors
Florida
$544K -$2.13M -77,480 -81%
NPC
16
National Planning Corporation
California
$400K +$345K +12,526 New
AI
17
Atria Investments
North Carolina
$390K +$348K +12,659 New
Creative Planning
18
Creative Planning
Kansas
$377K +$337K +12,232 New
VKH
19
Virtu KCG Holdings
New York
$338K -$986K -35,819 -77%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$332K -$166K -6,031 -36%
Stifel Financial
21
Stifel Financial
Missouri
$247K -$236K -8,560 -52%
SWP
22
Stratos Wealth Partners
Ohio
$243K +$217K +7,872 New
RIA
23
Regal Investment Advisors
Michigan
$237K -$194K -7,049 -48%
IA
24
IFP Advisors
Florida
$219K +$82.6K +3,000 +109%
Jane Street
25
Jane Street
New York
$211K -$205K -7,439 -52%

FXZ Hedge Fund Activity: Q1 2016 in Review

40 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2016, worth a combined $47.1M — down 13% from $54.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FXZ positions and 8 closed out — a net gain of 3 holders — while 4 added to existing stakes and 20 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $5.87M. The largest seller was Bank of America, cutting an estimated $5.97M.

  • 40 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2016, up from 37 in Q4 2015.
  • Funds reported $47.1M of First Trust Materials AlphaDEX Fund stock for Q1 2016, down 13% quarter-over-quarter.
  • 11 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2016 and 8 closed out, a net change of +3 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2016 was Goldman Sachs, an estimated $5.87M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2016 was Bank of America, an estimated $5.97M sold.

Based on aggregated 13F filings for Q1 2016.